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TABLE OF CONTENTS
Chapter I General Provisions
1. Purpose
2. Definitions
3. Computation of time limits
4. Extension of time limits
5.
6. Capacity of associations, etc. which are not legal
entities to proceed before the Office
7. Capacity of minors or majors under guardianship, etc.
to proceed before the Office
8. Patent administrator for residents abroad
9. Scope of powers of attorney
10. Proof of powers of attorney [Deleted]
11. Non-extinguishment of powers of attorney
12. Independent representation
13. Replacement of representatives, etc.
14. Mutual representation of parties
15. Venue of court for residents abroad
16. Ratification of acts of persons lacking capacity
17. Amendment of proceedings
17bis. Amendment of specification or drawings attached
to request
17ter. Amendment of abstract
17quater. Amendment of corrected specification
or drawings
18. Dismissal of procedure
18bis. Dismissal of an irregular procedure
19. Time of submission of request, etc.
20. Succession to effects of procedure
21. Continuation of procedure
22. Interruption or suspension of procedure
23.
24.
25. Enjoyment of rights by aliens
26. Effect of treaties
27. Registration in Patent Register
28. Issuance of Certificate of Patent
Chapter II Patents and Applications for Patents
29. Patentability of inventions
29bis.
30. Exceptions to lack of novelty of invention
31. [Deleted]
32. Unpatentable inventions
33. Right to obtain patent
34.
35. Employees' inventions
36. Applications for patent
36bis.
37.
38. Joint applications
39. First-to-file rule
40. [Deleted]
41. Priority claim based on patent application, etc.
42. Withdrawal, etc. of earlier application
43. Priority claim under the Paris Convention
43bis. Priority claim declared as governed by the
Paris Convention
44. Division of patent applications
45. [Deleted]
46. Conversion of applications
Chapter III The Examination
47. Examination by examiner
48. Exclusion of examiners
48bis. Examination of patent applications
48ter. Requests for examination
48quater.
48quinquies.
48sexies. Preferential examination
49. Examiner's decision of refusal
50. Notification of reasons for refusal
51. Examiner's decision that a patent is to be granted
52. Formal requirements of decision
53. Declining of amendments
54. Relationship with litigation
55. [Deleted] (to 63.)
Chapter IIIbis Laying Open of Applications
64. Laying open of applications
64bis. Request for laying open of applications
64ter.
65. Effects of laying open of applications
Chapter IV The Patent Right
1. The Patent Right
66. Registration of establishment of patent right
67. Term of patent right
67bis. Registration of extension of term of patent
right
67bis-bis.
67ter.
67quater.
68. Effects of patent right
68bis. Effects of the term extended patent right
69. Limits of patent right
70. Technical scope of patented inventions
71.
71bis.
72. Relationship with another's patented invention, etc.
73. Joint patent rights
74. [Deleted]
75. [Deleted]
76. Extinguishment of patent right in absence of heir
77. Exclusive licenses
78. Non-exclusive licenses
79. Non-exclusive license by virtue of prior use
80. Non-exclusive license due to working prior to registration
of demand for invalidation trial
81. Non-exclusive license after expiration of design right
82.
83. Arbitration decision on grant of non-exclusive license
in case of non-working
84. Submission of written reply
85. Hearing of Industrial Property Council, etc.
86. Formal requirements of arbitration
87. Transmittal of copy of arbitration decision
88. Deposit of consideration
89. Lapse of arbitration decision
90. Cancellation of arbitration decision
91.
91bis. Restriction on objections to arbitration decision
92. Arbitration decision on grant of non-exclusive license
on one's own patented invention
93. Arbitration decision on grant of non-exclusive license
in public interest
94. Transfer, etc. of non-exclusive license
95. Pledges
96.
97. Surrender of patent right, etc.
98. Effects of registration
99.
2. Infringement
100. Injunction
101. Acts deemed to be infringement
102. Presumption, etc. of amount of damage
103. Presumption of negligence
104. Presumption of manufacture by patented process
104bis Obligation to clarify relevant act in concrete
manner
105. Production of documents, etc.
105bis. Expert opinion for proof of damage
105ter. Award of reasonable of damages
106. Measures for recovery of reputation
3. Annual Fees
107. Annual fees
108. Time limit for payment of annual fees
109. Reduction or deferment of payment of annual fees
or exemption therefrom
110. Payment of annual fees by an interested person
111. Refund of annual fees
112. Late payment of annual fees
112bis. Restoration of patent right by late payment
of annual fees
112ter. Restriction on effects of patent right restored
Chapter V Opposition to the Patent
113. Opposition to the patent
114. Ruling
115. Formal requirements of a written opposition, etc.
116. Designation of trial examiners, etc.
116bis. Trial clerk
117. Conduct of trial examination, etc.
118. Intervention
119. Taking of evidence and preservation thereof
120. Trial examination ex officio
120bis. Combination or separation of trial examination
120ter. Withdrawal of oppositions
120quater. Submission of arguments, etc.
120quinquies. Formal requirements of ruling
120sexies. Application mutatis mutandis of provisions
on trial
Chapter VI Trial
121. Trial against examiner's decision of refusal
122. [Deleted]
123. Trial for invalidation of patent
124. [Deleted]
125.
125bis. Trial for invalidation of registration of
extension of term
126. Trial for correction
127.
128.
129. [Deleted]
130. [Deleted]
131. Formal requirements of demands for trial
132. Joint trial
133. Dismissal by ruling in the case of non-compliance
with formal requirements
133bis. Dismissal of irregular procedure
134. Submission of written reply, etc.
135. Dismissal of irregular demand by trial decision
136. Collegial system in trial
137. Designation of trial examiners
138. Trial examiner-in-chief
139. Exclusion of trial examiners
140.
141. Challenge of trial examiner
142. Formal requirements of motion of exclusion or challenge
143. Ruling on motion of exclusion or challenge
144.
144bis. Trial clerk
145. Conduct of trial examination
146.
147. Records
148. Intervention
149.
150. Taking of evidence and preservation thereof
151.
152. Trial examination ex officio
153.
154. Combination or separation of trials
155. Withdrawal of demand for trial
156. Notification of conclusion of trial examination
157. Trial decision
158. Special provisions for trials against examiner's
decision of refusal
159.
160.
161.
162.
163.
164.
165. Special provisions for trials for correction
166.
167. Effects of trial decision
168. Relationship with litigation
169. Costs of trial
170. Executory force of ruling on amount of costs
Chapter VII Retrial
171. Demand for retrial
172.
173. Time limit for demand for retrial
174. Application mutatis mutandis of provisions on trial,
etc.
175. Restriction on effects of patent right restored
by retrial
176.
177. [Deleted]
Chapter VIII Litigation
178. Actions against trial decisions, etc.
179. Defendant in the action
180. Notification of institution of action
181. Annulment of the trial decision or ruling
182. Sending of certified copy of the judgment
183. Action on amount of remuneration
184. Defendant in the action
184bis. Relationship between administrative appeal
and litigation
Chapter IX Special Provisions concerning International Applications
under the Patent Cooperation Treaty
184ter. Patent application based on international
application
184quater. Translation of international patent
application in foreign language
184quinquies. Submission of papers and invitation
to correction
184sexies. Effect, etc. of request, description,
etc., of international application
184septies. Amendment under Article 19 of the
Treaty of the Japanese language patent application
184octies. Amendment under Article 34 of the Treaty
184novies. National publication etc.
184decies. Effects, etc. of international publication
and national publication
184undecies. Special provisions concerning patent
administrator for residents abroad
184duodecies. Special provisions concerning
amendment
184terdecies. Special provisions concerning
patentability
184quater decies. Special provisions concerning exceptions to lack of novelty of invention
184quindecies. Special provisions concerning
priority claim based on patent applications, etc.
184sedecies. Special provisions concerning conversion
of applications
184septies decies. Time limit for making request
for examination
184duodevicies. Special provisions for reasons
for refusal, etc.
184undevicies. Special provisions concerning
correction
184vicies. International application recognized
as patent application by decision
Chapter X Miscellaneous Provisions
185. Special provisions for patent or patent right covering
two or more claims
186. Request for certification, etc.
187. Indication of existence of patent
188. Prohibition of false marking
189. Transmittal of documents
190.
191.
192.
193. Patent Gazette
194. Production of documents, etc.
195. Fees
195bis. Reduction of fee for request for examination,
or exemption therefrom
195ter. Exemption of application of Administrative
Procedure Law
195quater. Restriction on appeals under Administrative
Appeal Law
Chapter XI Penal Provisions
196. Offense of infringement
197. Offense of fraud
198. Offense of false marking
199. Offense of perjury, etc.
200. Offense of divulging secrets
201. Dual liability
202. Administrative penalties
203.
204.
Attached Table (Related to Section 195)
Chapter I General Provisions
1. Purpose
The purpose of this Law shall
be to encourage inventions by promoting their protection and utilization
so as to contribute to the development of industry.
2. Definitions
(1) "Invention" in this
Law means the highly advanced creation of technical ideas by which a
law of nature is utilized.
(2) "Patented invention"
in this Law means an invention for which a patent has been granted.
(3) "Working" of an invention
in this Law means the following acts:
(i) in the case of an invention
of a product, acts of manufacturing, using, assigning, leasing, importing
or offering for assignment or lease (including displaying for the purpose
of assignment or lease - hereinafter the same) of, the product;
(ii) in the case of an invention
of a process, acts of using the process;
(iii) in the case of an invention
of a process of manufacturing a product, acts of using, assigning, leasing,
importing or offering for assignment or lease of, the product manufactured
by the process, in addition to the acts mentioned in the preceding paragraph.
3. Computation of time limits
(1) Time limits fixed in this
Law or an order or ordinance under this Law shall be computed according
to the following provisions:
(i) the first day of the period
shall not be included. However, this provision shall not apply when
the period begins from 00.00 a.m.;
(ii) when the period is expressed
in months or years, it shall be counted according to the calendar. When
the period is not computed from the beginning of a month or year, it
shall expire on the day preceding the day of the last month or year
corresponding to the day on which the computation begins. However, where
there is no corresponding day in the last month, it shall expire on
the last day of that month.
(2) Where the last day of a period
prescribed for the filing of a patent application or demand or for any
other procedure relating to a patent (hereinafter referred to as "procedure")
falls on a Sunday, a holiday referred to in each of the paragraphs of
Section 1(1) of the Law concerning holidays of administrative organizations
(Law No. 91 of 1988), the last day of the period shall be the day following
such holiday or holidays.
4. Extension of time limits
The Commissioner of the Patent
Office may, for the benefit of a person residing in a place that is
remote or difficult of access, extend upon request or ex officio the
period prescribed in Section 108(1), 121(1) or 173(1).
5.
(1) The Commissioner of the Patent
Office, the trial examiner-in-chief or the examiner may, where he has
designated a time limit for a procedure to be initiated under this Law,
extend the time limit upon request or ex officio.
(2) The trial examiner-in-chief
may, where he has designated a date under this Law, change the date
upon request or ex officio.
6. Capacity of associations, etc. which are not legal entities to proceed before the Office
(1) An association or foundation
which is not a legal entity but for which an officer representing it
or an administrator has been designated may, in its name:
(i) make a request for examination;
(ii) file an opposition to the
patent;
(iii) demand a trial under Section
123(1) or 125bis(1);
(iv) demand a retrial against
a final and conclusive trial decision under Section 123(1) or 125bis(1),
in accordance with Section 171(1).
(2) An association or foundation
which is not a legal entity but for which an officer representing it
or an administrator has been designated may be made a party in its name
to a retrial against a final and conclusive trial decision under Section
123(1) or 125bis(1).
7. Capacity of minors or majors under guardianship, etc. to proceed before the Office
(1) Minors and majors placed under
guardianship may proceed before the Office only through their legal
representatives. However, this provision shall not apply where a minor
can perform a legal act independently.
(2) Where a person under curatorship
proceeds before the Office, he shall obtain the consent of his curator.
(3) Where a legal representative
proceeds before the Office and there is a supervisor of the guardian,
the former shall obtain the consent of the latter.
(4) Where a person placed under
curatorship or a legal representative takes part in a procedure with
regard to an opposition to the patent, a trial or retrial demanded by
an adverse party, the two preceding subsections shall not apply.
8. Patent administrator for residents abroad
(1) A person who has neither his
domicile nor residence (nor, in the case of a legal entity, its establishment)
in Japan (hereinafter referred to as a "resident abroad") may
not, except where prescribed by Cabinet Order, proceed before the Office
or institute a suit against any measure taken by an administrative agency
in accordance with this Law or an order or ordinance thereunder, except
through his representative with respect to his patent who has his domicile
or residence in Japan (hereinafter referred to as "patent administrator").
(2) The patent administrator shall
represent the principal in all procedures and in a suit instituted against
measures taken by an administrative agency in accordance with this Law
or an order or ordinance thereunder. However, this provision shall not
apply where a resident abroad restricts the scope of power of attorney
of his patent administrator.
9. Scope of powers of attorney
A representative of a person who
is domiciled or a resident (or, in the case of legal entity, established)
in Japan and who is proceeding before the Office shall not, unless expressly
so empowered, convert, abandon or withdraw a patent application, withdraw
an application for registration of an extension of the term of a patent
right, withdraw a demand, request or motion, make or withdraw a priority
claim under Section 41(1), make a request for laying open of an application,
demand a trial under Section 121(1), surrender a patent right or appoint
a sub-representative.
10. Proof of powers of attorney [Deleted]
11. Non-extinguishment of powers of attorney
The power of attorney of a representative
of a person proceeding before the Office shall not become extinguished
on the principal's death or on merger in the case of a legal entity,
or on the termination of the duty of trust, where a trustee is the principal,
or on the death of a legal representative or on the modification or
extinguishment of his power of attorney.
12. Independent representation
Where a person proceeding before
the Office has two or more representatives, each of them shall represent
the principal.
13. Replacement of representatives, etc.
(1) The Commissioner of the Patent
Office or the trial examiner-in-chief may, if he considers a person
proceeding before the Office to be incompetent, order a representative
to act.
(2) The Commissioner of the Patent
Office or the trial examiner-in-chief may, if he considers the representative
of a person proceeding before the Office to be incompetent, order him
to be replaced.
(3) In the case of the preceding
two subsections, the Commissioner of the Patent Office or the trial
examiner-in-chief may order that a patent attorney be the representative.
(4) The Commissioner of the Patent
Office or the trial examiner-in-chief may dismiss any action taken before
the Office by a person or representative referred to respectively in
Subsection (1) or (2) after the issuance of an order under Subsection
(1) or (2).
14. Mutual representation of parties
Where two or more persons are
jointly proceeding before the Office, each of them shall represent the
other or others with respect to a procedure other than the conversion,
surrender and withdrawal of a patent application, the withdrawal of
an application for registration of an extension of the term of a patent
right, the withdrawal of a demand, request, or motion, the making and
withdrawal of a priority claim under Section 41(1), the making of a
request for laying open of an application, and the demand for a trial
under Section 121(1). However, this provision shall not apply where
they have appointed a representative for both or all of them and have
notified the Office accordingly.
15. Venue of court for residents abroad
With respect to a patent right
or other right relating to a patent of a resident abroad, the domicile
or residence of his patent administrator or, where there is no such
administrator, the location of the Patent Office shall be the place
of the property under Section 5(iv) of the Code of Civil Procedure (Law
No. 109 of 1996).
16. Ratification of acts of persons lacking capacity
(1) The acts of a minor (other
than one who has independent capacity to perform legal acts) or of a
major placed under guardianship may be ratified by his legal representative
(or by the principal when he has gained capacity to proceed before the
Office).
(2) The acts of a person who has
no power of attorney may be ratified by the principal when he has capacity
to proceed before the Office or by his legal representative.
(3) The acts of a person placed
under curatorship taken without his curator's consent may be ratified
by such person with his curator's consent.
(4) The acts of a legal representative
taken without consent of supervisor of the guardian, where there is
such a supervisor, may be ratified by the legal representative when
he has obtained the supervisor's consent or by the principal when
he has gained capacity to proceed before the Office.
17. Amendment of proceedings
(1) A person who is proceeding
before the Office may make amendments only during the pendency of the
case before the Office. However, subject to the subsequent Section to
17quater, he may not amend the specification, the drawings or the abstract
attached to the request as well as the corrected specification or drawings
attached to the written demand under Section 126(1), Section 134(2)
or 120quater(2).
(2) Notwithstanding the principal
sentence of Subsection (1), an applicant of a foreign language file
application referred to in Section 36bis(2) may not amend the foreign
language file and foreign language abstract referred to in Section 36bis(1).
(3) The Commissioner of the Patent
Office may invite amendment, designating an adequate time limit, in
the following cases:
(i) when the requirements of Section
7(1) to (3) or 9 have not been complied with;
(ii) when the formal requirements
specified in this Law or in an order or ordinance thereunder have not
been complied with;
(iii) when the fees due to be
paid under Section 195(1) to (3) have not been paid with respect to
a procedure.
(4) Subject to Section 17bis(2),
any amendment under the principal sentence of Subsection (1) of this
Section (except in the case of the payment of fees) shall be submitted
in writing.
17bis. Amendment of specification or drawings attached to request
(1) An applicant for a patent
may, before the transmittal of the copy of an examiner's decision
that a patent is to be granted, amend the specification or drawings
attached to the request. However, after the receipt of the notification
under Section 50, the amendment may be made only in the following cases:
(i) where the applicant has received
a first notification (referred to in this Section as "the notification
of reasons for refusal") under Section 50 [including its application
under Section 159(2) (including its application under Section 174(2)
and under Section 163(2)) (hereinafter referred to in this paragraph
as "Section 50")] and amendment is made within the time limit
designated in accordance with Section 50;
(ii) where the applicant has received
a notification of refusal and amendment is made within the time limit
designated in accordance with Section 50 with respect to the final notification
of reasons for refusal;
(iii) where the applicant demands
a trial under Section 121(1) and amendment is made within 30 days of
such demand.
(2) Where the applicant of a foreign
language file application under Section 36bis(2) amends the specification
or drawings under Subsection (1) for the object of the correction of
an incorrect translation, he shall submit a written correction of an
incorrect translation stating the grounds thereof.
(3) An amendment of the specification
or drawings under Subsection (1) shall, except in the case of submission
of the written correction of an incorrect translation, remains within
the scope of the features disclosed in the specification or drawings
originally attached to the request [in the case of a foreign language
file application under Section 36bis(2), the translation of the foreign
language file referred to in said Subsection (2) is considered to be
a specification and drawings by virtue of the provisions of said Section
(4) (in the case where the applicant amended the specification or drawings
by submitting of the written correction of an incorrect translation,
said translation, the specification or drawings as amended)].
(4) Subject to the provisions
of the preceding subsection, in the case of Subsection (1)(ii) and (iii)
of this Section, the amendment of the claim or claims shall be limited
to the following:
(i) the cancellation of the claim
or claims referred to in Section 36(5);
(ii) the restriction of the claim
or claims (only the restriction of all or some of the matters necessary
to define the invention claimed in the claim or claims under Section
36(5) and the industrial applicability and the problem to be solved
of the invention claimed in the amended claim or claims are the same
as those of the invention claimed in the claim or claims prior to the
amendment);
(iii) the correction of errors
in the description;
(iv) the clarification of an ambiguous
description (only the amendment with respect to the matters mentioned
in the reasons for the refusal concerned in the notification of the
reasons for the refusal).
(5) Section 126(4) shall apply
mutatis mutandis to the case of the preceding subsection.
17ter. Amendment of abstract
An applicant for a patent may
amend the abstract within one year and three months from the filing
date of his patent application (excluding the period after a request
made for laying open of an application) [or - in the case of a patent
application containing a priority claim under Section 41(1) - the filing
date of the earlier application referred to in Section 41(1), - in the
case of a patent application containing a priority claim under Section
43(1) or 43bis (1) or (2) - the filing date of the first
application or the application considered to be the first application
in accordance with Article 4C(4) of the Paris Convention (meaning the
Paris Convention for the Protection of Industrial Property of March
20, 1883, as revised at Brussels on December 14, 1900, at Washington
on June 2, 1911, at Hague on November 6, 1925, at London on June 2,
1934, at Lisbon on October 31, 1958, and at Stockholm on July 14, 1967
- hereinafter the same) or of an application recognized as the first
application in accordance with 4A(2) of the Paris Convention; and in
the case of a patent application containing two or more priority claims
under 41(1), 43(1) or 43bis(1) or (2), from the earliest date amongst
the filing dates of the applications whose priorities are so claimed
- the same meaning as Section 64(1)].
17quater. Amendment of corrected specification or drawings
(1) A patentee may amend the corrected
specification or drawings attached to the written demand for a correction
under Section 120quater(2), only within the time limit designated under
Section 165 as applied under Section 120quater(1) or (3).
(2) The defendant of a trial under
Section 123(1) may amend the specification or drawings attached to the
written demand for a correction under Section 134(2), only within the
time limit designated under Section 134(1), under Section 165 as applied
under Section 134(5) or under Section 153(2).
(3) The demandant of a trial under
Section 126(1) may amend the specification or drawings attached to the
written demand for a trial under Section 126(1), only before he is notified
under Section 156(1) (in the case where the trial has been reopened
under Section 156(2), before he is notified again under Section 156(1)).
18. Dismissal of procedure
(1) The Commissioner of the Patent
Office may dismiss a procedure when a person whom he has invited to
make amendment in accordance with Section 17(3) fails to do so within
the time limit designated in accordance with that subsection or when
a person who is to obtain registration of the establishment of a patent
right fails to pay the annual fees within the time limit fixed in Section
108(1).
(2) The Commissioner of the Patent
Office may dismiss an application for a patent where he has invited
the applicant, in accordance with Section 17(3), to pay the fee under
Section 195(3) and the applicant fails to do so within the time limit
designated in accordance with Section 17(3).
18bis. Dismissal of an irregular procedure
(1) The Commissioner of the Patent
Office shall dismiss an irregular procedure which cannot be amended.
(2) Where the Commissioner of
the Patent Office intends to dismiss a procedure under the preceding
subsection, he shall notify the person who is proceeding of the reasons
for dismissal designating an adequate time limit and give him an opportunity
to submit a statement describing an explanation (hereinafter referred
to as "explanatory statement").
19. Time of submission of request, etc.
Where a request, document or any
other matter to be submitted to the Patent Office in accordance with
this Law, or an order or ordinance thereunder, within a specified time
limit is sent by mail, the request, document or matter shall be deemed
to have reached the Office at the date and time when it was handed in
to a post office, if such date and time are proved by the receipt of
the mail, or at the date and time on the postmark if they are clearly
indicated, or at 12.00 p.m. on the date indicated on the postmark if
only the date is clear.
20. Succession to effects of procedure
The effects of a procedure regarding
a patent right or other right relating to a patent shall extend to a
successor in title.
21. Continuation of procedure
Where a patent right or other
right relating to a patent is transferred while the case is pending
in the Patent Office, the Commissioner of the Patent Office or the trial
examiner-in-chief may continue the procedure concerned on behalf of
the successor in title.
22. Interruption or suspension of procedure
(1) The Commissioner of the Patent
Office or the trial examiner shall, in regard to a motion for the resumption
of a procedure interrupted after the transmittal of a ruling, an examiner's
decision or a trial decision, render a ruling as to whether the procedure
may be resumed.
(2) Such a ruling shall be in
writing and state the reasons therefor.
23.
(1) Where a person who is to resume
the procedure for an examination or a trial examination of the opposition
to the patent and ruling thereon, a trial or retrial which has been
interrupted fails to do so, the Commissioner of the Patent Office or
the trial examiner shall, upon a motion or ex officio, order such person
to resume the procedure and designate an adequate time limit for this
purpose.
(2) Where the procedure is not
resumed within the time limit designated in accordance with the preceding
subsection, the resumption may be deemed by the Commissioner of the
Patent Office or the trial examiner to have commenced on the date when
the time limit expired.
(3) When the resumption is deemed
to have taken place, in accordance with the preceding subsection, the
Commissioner of the Patent Office or the trial examiner-in-chief shall
notify the parties accordingly.
24.
Sections 124 (excluding Subsection
(1)(iv)), 125 to 127, 128(1), 130, 131 and 132(2) (interruption or suspension
of litigation) of the Code of Civil Procedure shall apply mutatis mutandis
to a procedure with respect to an examination, a trial examination of
an opposition to the patent and ruling thereon, a trial or retrial.
In such a case, a "process attorney" in Section 124(2), "court"
in Section 127, "court" in Section 128(1) and 131, and "court"
in Section 130 of the said Code shall read, respectively, "representative
entrusted with the examination, trial examination of an opposition to
the patent and ruling thereon, a trial or retrial," "Commissioner
of the Patent Office or the trial examination-in-chief," "Commissioner
of the Patent Office or the trial examiner," and "Patent Office."
25. Enjoyment of rights by aliens
An alien who is neither domiciled
nor a resident (nor established, in the case of a legal entity) in Japan
shall not enjoy a patent right or other right relating to a patent,
except in any one of the following cases:
(i) where his country allows Japanese
nationals to enjoy patent rights or other rights relating to a patent
under the same conditions as its own nationals;
(ii) where his country allows
Japanese nationals to enjoy patent rights or other rights relating to
a patent under the same conditions as its own nationals provided that
Japan allows his country's nationals to enjoy such rights;
(iii) where there are specific
provisions in a treaty.
26. Effect of treaties
Where there are specific provisions
relating to patents in a treaty, such provisions shall prevail.
27. Registration in Patent Register
(1) The following matters shall
be registered in the Patent Register kept in the Patent Office:
(i) the establishment, extension
of the term, transfer, extinguishment, restoration or restriction on
disposal, of a patent right;
(ii) the establishment, maintenance,
transfer, modification, extinguishment or restriction on disposal, of
an exclusive or non-exclusive license;
(iii) the establishment, transfer,
modification, extinguishment or restriction on disposal, of rights in
a pledge upon a patent right or an exclusive or non-exclusive license.
(2) The Patent Register, either
in whole or in part, may be prepared by means of magnetic tapes (including
other materials on which matters can be accurately recorded by an equivalent
method - hereinafter referred to as "magnetic tapes").
(3) Other matters relating to
registration that are not provided for in this Law shall be prescribed
by Cabinet Order.
28. Issuance of Certificate of Patent
(1) When the establishment of
a patent right has been registered or when a ruling or trial decision
to the effect that the specification or drawings attached to the request
are to be corrected has become final and conclusive and such decision
has been registered, the Commissioner of the Patent Office shall issue
the certificate of patent to the patentee.
(2) Re-issuance of the certificate
of patent shall be prescribed by an ordinance of the Ministry of Economy,
Trade and Industry.
Chapter II Patents and Applications for Patents
29. Patentability of inventions
(1) Any person who has made an
invention which is industrially applicable may obtain a patent therefor,
except in the case of the following inventions:
(i) inventions which were publicly
known in Japan or elsewhere prior to the filing of the patent application;
(ii) inventions which were publicly
worked in Japan or elsewhere prior to the filing of the patent application;
(iii) inventions which were described
in a distributed publication or made available to the public through
electric telecommunication lines in Japan or elsewhere prior to the
filing of the patent application.
(2) Where an invention could easily
have been made, prior to the filing of the patent application, by a
person with ordinary skill in the art to which the invention pertains,
on the basis of an invention or inventions referred to in any of the
paragraphs of Subsection (1), a patent shall not be granted for such
an invention notwithstanding Subsection (1).
29bis.
Where an invention claimed in
a patent application is identical with an invention or device (excluding
an invention or device made by the same person as the inventor of the
invention claimed in the patent application) disclosed in the specification
or drawings originally attached to the request of another application
for a patent (in the case of a foreign language file application referred
to in Section 36bis(2) of this Law, the foreign language file referred
to in Section 36bis(1) of the said Law) or of an application for a utility
model registration which was filed prior to the filing date of the patent
application and for which the Patent Gazette which states the matter
referred to in each paragraph of Section 66(3) of the said Law (hereinafter
referred to as "the Gazette containing the Patent") was published
under the said subsection or the laying open for public inspection (Kokai)
was effected or the Utility Model Gazette which states the matter referred
to in each paragraph of Section 14(3) of Utility Model Law (No. 123
of 1959) (hereinafter referred to as "the Gazette containing the
Utility Model") was published under the said subsection after the
filing of the patent application, a patent shall not be granted for
the invention notwithstanding Section 29(1). However, this provision
shall not apply where, at the time of filing of the patent application,
the applicant of the patent application and the applicant of the other
application for a patent or the application for a utility model registration
are the same person.
30. Exceptions to lack of novelty of invention
(1) In the case of an invention
which has fallen under any of the paragraphs of Section 29(1) by reason
of the fact that the person having the right to obtain a patent has
conducted an experiment, has made a presentation in a printed publication,
has made a presentation through electric telecommunication lines, or
has made a presentation in writing at a study meeting held by a scientific
body designated by the Commissioner of the Patent Office, such invention
shall be deemed not have fallen under any of the paragraphs of Section
29(1) for the purposes of Section 29(1) and (2) to the invention claimed
in the patent application which has been filed by such person within
six months from the date on which the invention first fell under those
paragraphs.
(2) In the case of an invention
which has fallen under any of the paragraphs of Section 29(1) against
the will of the person having the right to obtain a patent, the preceding
subsection shall also apply for the purposes of Section 29(1) and (2)
to the invention claimed in the patent application which has been filed
by such person within six months from the date on which the invention
first fell under any of those paragraphs.
(3) In the case of an invention
which has fallen under any of the paragraphs of Section 29(1) by reason
of the fact that the person having the right to obtain a patent has
exhibited the invention at an exhibition held by the Government or by
any local public entity (hereinafter referred to as the "Government,
etc.") or at one which is not held by the Government, etc. but is
designated by the Commissioner of the Patent Office, or at an international
exhibition held in the territory of a country party to the Paris Convention
or of a Member of the World Trade Organization by its government, etc.
or by a person authorized thereby, or at an international exhibition
held in the territory of a country not party to the Paris Convention
nor a member of the World Trade Organization by its government, etc.
or by a person authorized thereby where such exhibition has been designated
by the Commissioner of the Patent Office, Subsection (1) shall also
apply for the purposes of Section 29(1) and (2) to the invention claimed
in the patent application which has been filed by such person within
six months form the date on which the invention first fell under those
paragraphs.
(4) Any person who desires the
application of Subsection (1) or the preceding subsection shall submit
a written statement to that effect to the Commissioner of the Patent
Office simultaneously with the patent application and within 30 days
of the filing of the patent application, he shall also submit to the
Commissioner of the Patent Office a document proving that the invention
that has fallen under any of the paragraphs of Section 29(1) is the
invention for which the provision of Subsection (1) or the preceding
subsection may be applicable.
31. [Deleted]
32. Unpatentable inventions
The inventions liable to contravene
public order, morality or public health shall not be patented, notwithstanding
Section 29.
33. Right to obtain patent
(1) The right to obtain a patent
may be transferred.
(2) The right to obtain a patent
may not be the subject of a pledge.
(3) A joint owner of the right
to obtain a patent may not assign his share without the consent of all
the other joint owners.
34.
(1) The succession to the right
to obtain a patent before the filing of the patent application shall
not be effective against third persons unless the successor in title
files the patent application.
(2) Where two or more applications
for a patent are filed on the same date, on the basis of the same right
to obtain a patent that has been derived by succession from the same
person, the succession by any person other than the one agreed upon
by the patent applicants shall not be effective against third persons.
(3) The preceding subsection shall
also apply where a patent application and a utility model application
are filed on the same date, on the basis of a right to obtain a patent
and utility model registration for the same invention and device which
has been derived by succession from the same person.
(4) The succession to the right
to obtain a patent after the filing of the patent application shall
not take effect unless the Commissioner of the Patent Office is notified
accordingly, except in the case of inheritance or other general succession.
(5) Upon inheritance or other
general succession with respect to a right to obtain a patent, the successor
in title shall notify the Commissioner of the Patent Office accordingly
without delay.
(6) Where two or more notifications
are made on the same date, on the basis of the same right to obtain
a patent that has been derived by succession from the same person, a
notification made by any person other than the one agreed upon after
mutual consultation among the persons making the notifications shall
not take effect.
(7) Section 39(7) and (8) shall
apply mutatis mutandis to the cases under Subsections (2), (3) and (6).
35. Employees' inventions
(1) An employer, a legal entity
or a state or local public entity (hereinafter referred to as the "employer,
etc.") shall have a non-exclusive license on the patent right concerned,
where an employee, an executive officer of a legal entity or a national
or local public official (hereinafter referred to as the "employee,
etc.") has obtained a patent for an invention which by reason of
its nature falls within the scope of the business of the employer, etc.
and an act or acts resulting in the invention were part of the present
or past duties of the employee, etc. performed on behalf of the employer,
etc. (hereinafter referred to as an "employee's invention")
or where a successor in title to the right to obtain a patent for an
employee's invention has obtained a patent therefor.
(2) In the case of an employee's
invention made by an employee, etc. which is not an employee's invention,
any contractual provision, service regulation or other stipulation providing
in advance that the right to obtain a patent or the patent right shall
pass to the employer, etc. or that he shall have an exclusive license
on such invention shall be null and void.
(3) The employee, etc. shall have
the right to a reasonable remuneration when he has enabled the right
to obtain a patent or the patent right with respect to an employee's
invention to pass to the employer, etc. or has given the employer, etc.
an exclusive right to such invention in accordance with the contract,
service regulations or other stipulations.
(4) The amount of such remuneration
shall be decided by reference to the profits that the employer, etc.
will make from the invention and to the amount of contribution the employer,
etc. made to the making of the invention.
36. Applications for patent
(1) Any person desiring a patent
shall submit a request to the Commissioner of the Patent Office stating
the following:
(i) the name and the domicile
or residence of the applicant for the patent;
(ii) the name and the domicile
or residence of the inventor.
(2) The request shall be accompanied
by the specification, any drawings necessary and the abstract.
(3) The specification under Subsection
(2) shall state the following:
(i) the title of the invention;
(ii) a brief explanation of the
drawings;
(iii) a detailed explanation of
the invention;
(iv) patent claim(s).
(4) The detailed explanation of
the invention under the preceding Subsection (iii) shall state the invention,
as provided for in an ordinance of the Ministry of Economy, Trade and
Industry, in a manner sufficiently clear and complete for the invention
to be carried out by a person having ordinary skill in the art to which
the invention pertains.
(5) In the patent claim under
Subsection (3)(iv), there shall be set forth, by statements separated
on a claim by a claim basis, all matters which an applicant for a patent
considers necessary in defining an invention for which a patent is sought.
In such a case, it shall not preclude the statements of the patent claim(s)
to be such that an invention claimed in one claim is the same as an
invention claimed in another claim.
(6) The statement of the patent
claim(s) under Subsection (3)(iv) shall comply with each of the following
paragraphs:
(i) statements setting forth the
invention(s) for which patent is sought and which is described in the
detailed explanation of the invention;
(ii) statements setting forth
the invention(s) for which a patent is sought and which is clear;
(iii) statements setting forth
the claim(s) which is concise;
(iv) statements which are as provided
for in an ordinance of the Ministry of Economy, Trade and Industry.
(7) The abstract under Subsection
(2) shall state the summary of the invention disclosed in the specification
or drawings and other matters provided for in an ordinance of the Ministry
of Economy, Trade and Industry.
36bis.
(1) Any person desiring a patent
may, in lieu of the specification, drawings necessary and abstract under
the preceding Section (2), attach to the request a paper stating the
matters to be stated in the specification under the preceding Section
(3) to (6) in a foreign language specified in an ordinance of the Ministry
of Economy, Trade and Industry and any text matter of the drawings in
the foreign language (hereinafter referred to as the "foreign language
file") and a paper stating the matters to be stated in the abstract
under the preceding Section (7) in the foreign language (hereinafter
referred to as the "foreign language abstract").
(2) The applicant of an application
for a patent to which he has attached the foreign language file and
foreign language abstract to the request under the preceding subsection
(hereinafter referred to as the "foreign language file application")
shall furnish to the Commissioner of the Patent Office a translation
into Japanese of the foreign language file and foreign language abstract
within two months from the filing date of the application for a patent.
(3) Where the translation of the
foreign language file (excluding the drawings) referred to in the preceding
subsection has not been furnished within the time limit prescribed in
that subsection, the application for a patent shall be deemed withdrawn.
(4) The translation of the foreign
language file referred to in Subsection (2) is deemed to be the specification
and drawings as submitted attached to the request under the preceding
Section (2) and the translation of the foreign language abstract referred
to in Subsection (2) is deemed to be the abstract as submitted attached
to the request under the preceding Section (2).
37.
Where there are two or more inventions,
they may be the subject of a patent application in the same request
provided that these inventions are of an invention claimed in one claim
(hereinafter referred to as "the specified invention") and of
another or other inventions having the relationship as indicated below
with respect to such specified invention:
(i) inventions of which the industrial
applicability and the problem to be solved are the same as those of
the specified invention;
(ii) inventions of which the industrial
applicability and the substantial part of the features stated in the
claim are the same as those of the specified invention;
(iii) where the specified invention
relates to a product, inventions of process of manufacturing the product,
inventions of process of using the product, inventions of process used
for handling the product, inventions of machines, instruments, equipment
or other things used for manufacturing the product, inventions of products
solely utilizing the specific properties of the product, or inventions
of things used for handling the product;
(iv) where the specified invention
relates to a process, inventions of machines, instruments, equipment
or other things used directly in the working of the specified invention;
(v) inventions having a relationship
as provided for in Cabinet Order.
38. Joint applications
Where the right to obtain a patent
is owned jointly, the patent may only be applied for jointly by all
the joint owners.
39. First-to-file rule
(1) Where two or more patent applications
relating to the same invention are filed on different dates, only the
first applicant may obtain a patent for the invention.
(2) Where two or more patent applications
relating to the same invention are filed on the same date, only one
such applicant, agreed upon after mutual consultation among all the
applicants, may obtain a patent for the invention. If no agreement is
reached or no consultation is possible, none of the applicants shall
obtain a patent for the invention.
(3) Where an invention claimed
in a patent application is the same as a device claimed in a utility
model application and the applications are filed on different dates,
the patent applicant may obtain a patent only if his application was
filed before the utility model application.
(4) Where an invention claimed
in a patent application is the same as a device claimed in a utility
model application and the applications are filed on the same date, only
one applicant, agreed upon after mutual consultation between the applicants,
may obtain the patent or the utility model registration. If no agreement
is reached or no consultation is possible, the patent applicant shall
not obtain a patent for the invention.
(5) Where a patent application
or a utility model application is abandoned, withdrawn or dismissed,
or where an examiner's decision or trial decision that a patent
application is to be refused has become final and conclusive, such application
shall, for the purposes of Subsections (1) to (4), be deemed never to
have been made. However, this provision shall not apply where an examiner's
decision or a trial decision that the patent application is to be refused
under the provision of the last sentence of Subsection (2) or (4) becomes
final and conclusive.
(6) A patent application or a
utility model application filed by a person who is neither the inventor
nor the creator nor the successor in title to the right to obtain a
patent or utility model registration shall, for the purposes of Subsections
(1) to (4), be deemed not to be a patent application or a utility model
application.
(7) The Commissioner of the Patent
Office shall, in the case of Subsection (2) or (4), order the applicants
to hold consultations for an agreement under Subsection (2) or (4) and
to report the result thereof, within an adequate time limit.
(8) Where the report under the
preceding subsection is not made within the time limit designated in
accordance with that subsection, the Commissioner of the Patent Office
may deem that no agreement under Subsection (2) or (4) has been reached.
40. [Deleted]
41. Priority claim based on patent application, etc.
(1) Any person desiring a patent
may declare a priority claim for the invention claimed in a patent application
on the basis of the invention which has been disclosed in the specification
or drawings originally attached to the request (in the case where the
earlier application is a foreign language file application, the foreign
language file) of a patent or utility model application in which he
has the right to obtain a patent or utility model registration and which
has been filed earlier (hereinafter referred to as an "earlier application")
except in the following cases:
(i) the patent application concerned
is not one filed within one year from the filing date of the earlier
application;
(ii) the earlier application is
a new patent application divided out from a patent application under
Section 44(1), a patent application converted from an application under
Section 46(1) or (2), or a new utility model application divided out
from a utility model application under Section 44(1) of this Law as
applied under Section 11(1) of the Utility Model Law or a utility model
application converted from an application under Section 10(1) or (2)
of the Utility Model Law;
(iii) at the time when the patent
application concerned is filed, the earlier application has been abandoned,
withdrawn or dismissed;
(iv) at the time when the patent
application concerned is filed, the examiner's decision or the trial
decision on the earlier application has become final and conclusive;
(v) at the time when the patent
application concerned is filed, the registration of establishment referred
to in Section 14(2) of the Utility Model Law with respect to the earlier
application has been effected.
(2) For inventions which are amongst
those claimed in a patent application containing a priority claim under
Subsection (1) and which are disclosed in the specification or drawings
(in the case where the earlier application is a foreign language file
application, the foreign language file) originally attached to the request
of an earlier application whose priority is so claimed [in the case
where the earlier application contains a priority claim under Subsection
(1) or under Section 8(1) of the Utility Model Law or a priority claim
under Section 43(1) or Section 43bis(1) or (2) of this Law (including
its application under Section 11(1) of the Utility Model Law), excluding
the inventions disclosed in the document (limited to those equivalent
to the specification and drawings) submitted at the time of the filing
of the application whose priority is claimed for the earlier application],
the patent application concerned shall be deemed to have been filed
at the time when the earlier |