Patent
Act
CHAPTER
I
GENERAL
PROVISIONS
Article
1 【Purpose】
The
purpose of this Act shall be to encourage, protect and utilize
inventions, thereby improving and developing technology, and to
contribute to the development of industry.
Article
2 【Definitions】
The
definitions of terms used in this Law shall be as follows:
(i)
"invention" means the highly advanced creation of technical ideas
utilizing rules of nature;
(ii)
"patented invention" means an invention for which a patent has
been granted; and
(iii)
"working" means any one of the following acts:
(a)
in the case of an invention of a product, acts of manufacturing,
using, assigning, leasing, importing, or offering for assigning or
leasing (including displaying for the purpose of assignment or
lease) the product;
(b)
in the case of an invention of a process, acts of using the
process; and
(c)
in the case of an invention of a process of manufacturing a
product, acts of using, assigning, leasing, importing, or offering
for assigning or leasing the product manufactured by the process,
in addition to the acts mentioned in subparagraph (b).
Article
3 【Capacity
of Minors, etc.】
(1)
Minors, limited competents and incompetents shall not initiate the
procedure for filing an application, requesting an examination, or
any other patent-related procedure (hereinafter referred to as
"patent-related procedure") unless represented by their legal
representatives. However, this provision shall not apply where a
minor or a limited competent can perform a legal act
independently.
(2)
The legal representative as referred to in paragraph (1) may,
without the consent of the family council, act in any
patent-related opposition, trial, or retrial procedures initiated
by another party.
(3)
Patent-related procedures, initiated by a person who lacks the
requisite power of legal representation or competence or
delegation necessary to initiate any such procedures, shall have
retroactive effect if said procedures are ratified by a person
having such power of representation or competence.
Article
4 【Associations,
etc., Other than a Legal Entity】
A
representative or an administrator, who has been so designated by
an association or a foundation which is not a legal entity, may
make a request for examination of a patent application, file an
opposition to the grant of a patent, or appear as a plaintiff or
defendant in a trial or a retrial in its association or
foundation name.
Article
5 【Patent
Administrator for Nonresidents】
(1)
A person who has neither an address nor a place of business in the
Republic of Korea (hereinafter referred to as a "nonresident") may
not, except in cases where a nonresident (or a representative
thereof if a legal entity) is sojourning in the Republic of
Korea, initiate any patent-related procedure, nor appeal any
decision taken by an administrative agency in accordance with this
Law or any decree thereunder, unless he is represented by an agent
with respect to his patent, who has an address or a place of
business in the Republic of Korea (hereinafter referred to as a
"patent administrator").
(2)
The patent administrator shall, within the scope of powers
conferred on him, represent the principal in all procedures
relating to a patent and in any appeal against a decision taken by
an administrative agency in accordance with this Law or any decree
thereunder.
(3) Deleted.
(4) Deleted.
Article
6 【Scope
of Powers of Attorney】
An
agent who is instructed to initiate a patent-related procedure
before the Korean Intellectual Property Office by a person who is
domiciled or has his place of business in the Republic of Korea
shall not, unless expressly so empowered, abandon or withdraw an
application for a patent, withdraw an application for registration
of an extension of the term of a patent right, abandon a patent
right, withdraw a petition, withdraw a request for a motion,
make or withdraw a priority claim under Article 55(1), request for
a trial under Article 132ter, or appoint a
sub-representative.
Article
7 【Proof
of Powers of Attorney】
An
agent (including a patent administrator, the same being applicable
hereafter) of a person who is initiating a patent-related
procedure before the Korean Intellectual Property Office
shall present written proof of his power of attorney.
Article
8 【Non-extinguishment
of Powers of Attorney】
A
power of attorney of an agent of a person initiating a
patent-related procedure shall not be extinguished upon the death
or loss of legal capacity of the principal, the extinguishment of
a legal entity of the principal due to a merger, the termination
of the duty of trust of the principal, the death or loss of legal
capacity of the legal representative, or the modification or
extinguishment of his power of attorney.
Article
9 【Independence
of Representation】
Where
two or more agents of a person initiating a patent-related
procedure have been designated, each of them shall independently
represent the principal before the Korean Intellectual Property
Office or the Intellectual Property Tribunal.
Article
10 【Replacement
of Agents, etc.】
(1)
If the Commissioner of the Korean Intellectual Property Office or
the presiding trial examiner considers that a person initiating a
patent-related procedure is not qualified to conduct such a
procedure or make oral statements, etc. he may order, ex officio, the
appointment of an agent to conduct the procedure.
(2)
If the Commissioner of the Korean Intellectual Property Office or
the presiding trial examiner considers that the agent of a person
initiating a patent-related procedure is not qualified to conduct
such a procedure or make oral statements, etc. he may order, ex officio, the
replacement of the agent.
(3)
The Commissioner of the Korean Intellectual Property Office or the
presiding trial examiner may, in the case referred to in paragraph
(1) or (2) of this Article, order the appointment of a patent
attorney to conduct the procedure.
(4)
The Commissioner of the Korean Intellectual Property Office or the
presiding trial examiner may invalidate any action taken before
the Korean Intellectual Property Office or the Industrial Property
Tribunal by the person initiating the patent-related procedure
referred to in paragraph (1) of this Article or by the agent
referred to in paragraph (2), of this Article prior to the
appointment or the replacement of the agent, referred to under
paragraph (1) or (2), respectively, after the issuance of an order
referred to under paragraph (1) or (2).
Article
11 【Representation
of Two or More Persons】
(1)
Where two or more persons jointly initiate a patent-related
procedure, each of them shall represent the joint initiators
except for actions falling under any of the following
subparagraphs; however, this provision shall not apply where those
persons have appointed a common representative and have notified
the appointment of the representative to the Korean Intellectual
Property Office or the Industrial Property Tribunal:
(i)
abandonment or withdrawal of a patent application or withdrawal of
an application for registration of an extension of term of a
patent right;
(ii)
withdrawal of a petition; claim or withdrawal of a priority claim
under Article 55(1);
(iii)
withdrawal of a request; and
(iv)
request for a trial under Article 132ter.
(2)
Where the common representative has been appointed and notified
under the provision of paragraph (1), a written proof of the fact
that the representative has been appointed shall be
presented.
Article
12 【Mutatis
Mutandis Application of Provisions of
the
Code of Civil Procedure】
Except
where there is an express provision relating to agents in the
Patent Law, the provisions of Part I, Section 2, Subsection 4 of
the Code of Civil Procedure shall apply mutatis mutandis to agents
under this Law.
Article
13 【Venue
of Nonresidents】
If
a nonresident has appointed a patent administrator with respect to
his patent right or other right relating to a patent, the domicile
or place of business of the patent administrator shall be
considered to be that of the nonresident. Where there is no such
patent administrator, the location of the Korean Intellectual
Property Office shall be regarded as the seat of the property
under Article 9 of the Code of Civil Procedure.
Article
14 【Calculation
of Time Limits】
The
time limits provided for in the Patent Law, or any decrees
thereunder shall be calculated as follows:
(i)
the first day of the period shall not be counted unless the period
starts at midnight;
(ii)
if the period is expressed in months or years, it shall be counted
according to the calendar;
(iii)
if the start of the period does not coincide with the beginning of
a month or year, the period shall expire on the day preceding the
date in the last month or year of the period corresponding to the
date on which the period started; however, if there is no
corresponding day in the last month, the period shall expire on
the last day of that month; and
(iv)
if the last day of a period for executing a patent-related
procedure falls on an official holiday, including Labor Day,
designated by the Labor Day Designation Law, said period shall
expire on the working day following such holiday.
Article
15 【Extension
of Time Limits, etc.】
(1)
The Commissioner of the Korean Intellectual Property Office or the
President of the Industrial Property Tribunal may extend, for the
benefit of a person residing in an area that is remote or
difficult to access, the period for submitting an amendment of
grounds for opposition according to Article 70(1) or the period
for demanding a trial under Article 132ter upon a request or ex officio.
(2)
When the Commissioner of the Korean Intellectual Property Office,
the President of the Industrial Property Tribunal, a presiding
trial examiner or an examiner has designated a time limit for a
patent-related procedure to be initiated under the Patent Law,
extend it upon a request or ex officio.
(3)
When a presiding trial examiner or an examiner has designated a
date for initiating a patent-related procedure under the Patent
Law, he may change the date upon a request or ex officio.
Article
16 【Invalidation
of Procedure】
(1)
When a person who has been notified to make an amendment in
accordance with Article 46 fails to do so within the designated
time limit, the Commissioner of the Korean Intellectual
Property Office or the President of the Industrial Property
Tribunal may invalidate the procedure relating to the patent. However, where a person
who has been notified to make an amendment for not paying the fees
for a request for examination under Article 82(2) fails to pay
said fees for the request for examination, the Commissioner of the
Korean Intellectual Property Office or the President of the
Intellectual Property Tribunal may invalidate the amendment to the
specification attached to the patent application.
(2)
When a patent-related procedure has been invalidated under
paragraph (1), if the delay of the time is deemed to have been
caused by reasons not imputable to a person who received an
invitation to amend, the Commissioner of the Korean
Intellectual Property Office or the President of the Intellectual property Tribunal may revoke a disposition of
invalidation at the request of a person who received an invitation
to amend within fourteen days from the date on which the
reasons for the delay ceased to exist. However, this
provision shall not apply where one year has elapsed after the designated period expires.
Article
17 【Subsequent
Completion of Procedure】
If
a person who initiated a patent-related procedure has failed to
observe the time limit for requesting a trial under Article 132ter, or the
time limit for demanding a retrial under Article 180(1) for
reasons beyond his control, he may subsequently complete the
procedure that he failed to conduct within fourteen days
after said reason ceases to exist. However, this provision
shall not apply in a case where one year has elapsed after said
period expires.
Article
18 【Succession
of Procedural Effects】
The
effects of a procedure taken in relation to a patent or other
right relating to a patent shall extend to the successor in
title.
Article
19 【Continuation
of Procedure by Successor】
Where
a patent right or other right relating to a patent is transferred
while a procedure relating to the patent is pending before the
Korean Intellectual Property Office or the Intellectual Property Tribunal, the Commissioner of the Korean Intellectual
Property Office or the presiding trial examiner may require the
successor in title to continue the procedure relating to the
patent.
Article
20 【Interruption
of Procedure】
If
any patent-related procedure pending before the Korean
Intellectual Property Office or the Intellectual Property
Tribunal falls under any of the following subparagraphs, it shall
be interrupted, unless there is a representative authorized to
conduct the procedure:
(i)
when the party involved has died;
(ii)
when the legal entity involved has ceased to exist by reason of
merger;
(iii)
when the party involved has lost the ability to conduct the
procedure;
(iv)
when the legal representative of the party involved has died or
lost his power;
(v)
when the commission of a trustee given by the trust of the party
involved has terminated; or
(vi)
where the representative as provided in the provisions of Article
11(1) has died or lost his qualification.
Article
21 【Resumption
of an Interrupted Procedure】
When
a procedure pending in the Korean Intellectual Property Office or
the Intellectual Property Tribunal has been interrupted in
the manner referred to in Article 20, any person who falls under
any of the following subparagraphs shall resume the
procedure:
(i)
in the case as provided for under Article 20(i), the deceased
person's successor, administrator of inheritance, or other person
authorized to pursue the procedure under the Law; however, the
deceased person's successor may not resume the procedure until
such time as his right to succession is no longer subject to
renunciation;
(ii)
in the case as provided for under Article 20(ii), the legal entity
established by or existing after the merger;
(iii)
in the cases as provided for under Article 20(iii) and (iv), the
party whose ability to take the necessary procedure has been
restored or any person who becomes the legal representative of the
party, respectively;
(iv)
in the case as provided for under Article 20(v), a new trustee;
and
(v)
in the case as provided for under Article 20(vi), a new
representative or each joint initiator involved.
Article
22 【Request
for Continuation】
(1)
The request for continuation of an interrupted procedure under
Article 20 may be made by an opposing party.
(2)
When a request for continuation of an interrupted procedure
interrupted under Article 20 is made, the Commissioner of the
Korean Intellectual Property Office or the presiding trial
examiner shall notify the opposite party.
(3)
The Commissioner of the Korean Intellectual Property Office or the
trial examiner shall, if it has been deemed that there are no
grounds for granting the request for continuation of the
interrupted procedure under Article 20, dismiss the request by
decision after examining the request, ex officio.
(4)
The Commissioner of the Korean Intellectual Property Office or the
trial examiner shall decide, upon request for continuation,
whether to permit resumption of the interrupted procedure after a
certified copy of the decision or trial decision was
sent.
(5)
If a person referred to in Article 21 does not take over the
interrupted procedure, the Commissioner of the Korean Intellectual
Property Office or the trial examiner shall, ex officio, designate a
period within which he shall resume such procedure.
(6)
If no request for continuation has been made within the designated
period provided in paragraph (5), it is considered that the
continuation has been made on the day following the expiration of
such designated period.
(7)
If the Commissioner of the Korean Intellectual Property Office or
the presiding trial examiner deems that the continuation made in
accordance with paragraph (6), he shall so notify the parties
involved.
Article
23 【Suspension
of Procedure】
(1)
If the Commissioner of the Korean Intellectual Property Office or
the trial examiner is unable to carry out his duties due to a
natural disaster or other unavoidable circumstances, the procedure
pending in the Korean Intellectual Property Office or the Intellectual Property Tribunal shall be suspended until
such impediments cease to exist.
(2)
If a party involved is unable to pursue a procedure pending in the
Korean Intellectual Property Office or the Intellectual Property Tribunal on account of impediments of indefinite
duration, the Commissioner of the Korean Intellectual Property
Office or the trial examiner may order its suspension by
decision.
(3)
The Commissioner of the Korean Intellectual Property Office or the
trial examiner may cancel the decision issued under paragraph
(2).
(4)
If a procedure is0 suspended under paragraphs (1) or (2), or a
decision is canceled under paragraph (3), the Commissioner of the
Korean Intellectual Property Office or the presiding trial
examiner shall so notify the parties involved.
Article
24 【Effects
of Interruption or Suspension】
The
interruption or suspension of a patent-related procedure pending
in the Korean Intellectual Property Office shall suspend the
running of a term and the entire term shall start to run again
from the time of the notification of the continuation or
resumption of the procedure.
Article
25 【Capacity
of Foreigners】
Foreigners
who have neither an address nor a place of business in the
Republic of Korea shall not enjoy patent rights or other rights
relating to a patent, except as provided for in any one of the
following subparagraphs:
(i)
where their country allows nationals of the Republic of Korea to
enjoy patent rights or other rights relating to a patent under the
same conditions as its own nationals;
(ii)
where their country allows nationals of the Republic of Korea to
enjoy patent rights or other rights relating to a patent under the
same conditions as its own nationals in the case that the Republic
of Korea allows their country's nationals to enjoy patent rights
or other rights relating to a patent; or
(iii)
where they may enjoy patent rights or other rights relating to a
patent according to a treaty or equivalents of a treaty
(hereinafter referred to as "treaty").
Article
26 【Effects
of Treaty】
Where
a treaty contains special provisions relating to patents that are
different from those of the Patent Law, such special provisions
shall prevail.
Article
27 Deleted.
Article
28 【Effective
Date of Submitted Documents】
(1)
Applications, demands or other documents (including articles, the
same applying hereafter in this provision) submitted to the Korean
Intellectual Property Office or the Intellectual Property Tribunal
under the provisions of the Patent Law, or any decree thereunder,
shall be effective as of the date on which they are delivered to
the Korean Intellectual Property Office or the Intellectual
Property Tribunal.
(2)
Where applications, demands or other documents are submitted by
mail to the Korean Intellectual Property Office or the
Intellectual Property Tribunal, they are deemed to be delivered to
the Korean Intellectual Property Office or the Intellectual
Property Tribunal on the date as stamped by the mail service if
the stamped date is clear; however, if such stamped date is
unclear they are deemed to be delivered on the date when the mail
was submitted to a post office, provided that such date is proved
by a receipt therefor. However, this provision shall not apply in
cases where written applications for registration of a patent
right and other rights related thereto and documents concerning an
international application under Article 2(vii) of the Patent
Cooperation Treaty (hereinafter referred to as an "international
application") are submitted by mail.
(3)
deleted.
(4)
Details concerning the submission of documents with regard to the
delay of mail, loss of mail, or interruption of mail service,
other than the provisions of paragraphs (1) to (2), shall be
prescribed by the Ordinance of the Ministry of Commerce, Industry,
and Energy.
Article
28bis 【Entry
of Identification Number】
(1)
A person provided for by the Ordinance of the Ministry of
Commerce, Industry and Energy from among persons who initiates a
procedure for patent (excluding any person to whom an
identification number has already been granted under paragraph (2)
or (3)), shall apply for the grant of his identification number to the Korean
Intellectual Property Office or the Intellectual Property
Tribunal.
(2)
If any person makes an application under paragraph (1), the
Commissioner of the Korean Intellectual Property Office or the
President of the Intellectual Property Tribunal shall grant an
identification number and notify him thereof.
(3)
If a person who initiates a procedure for patent under paragraph
(1) fails to apply for the grant of an identification number, the
Commissioner of the Korean Intellectual Property Office or the
President of the Intellectual Property Tribunal shall, ex officio, grant an
identification number and notify him thereof.
(4)
If a person to whom an identification number has been granted
under paragraph (2) or (3) initiates a procedure for patent, he
shall enter his identification number in any document as
prescribed by the Ordinance of the Ministry of Commerce, Industry
and Energy. In this case, notwithstanding the provisions of this
Law or any decree thereunder, a domicile (a place of business if a
legal entity) may not be entered in said document.
(5)
The provisions of paragraphs (1) to (4) shall apply mutatis mutandis to an
agent of a person who initiates a procedure for
patent.
(6)
An application for grant of an identification number, the grant
and notification thereof or other matters necessary therefor shall
be prescribed by the Ordinance of the Ministry of Commerce,
Industry and Energy.
Article
28ter 【Procedure
for Filing Patent Applications by
Means
of Electronic Documents】
(1)
A person who initiates a patent-related procedure may, pursuant to
the methods prescribed by Ordinance of the Ministry of Commerce,
Industry and Energy, convert a written application for a patent or
other documents as presented to the Commissioner of the Korean
Intellectual Property Office or the President of the Intellectual
Property Tribunal under this Law into electronic documents, and
may present them by means of any communication network or on a
floppy disk in which they are written.
(2)
Electronic documents as presented under paragraph (1) shall have
the same effect as other documents presented under this Law.
(3)
Electronic documents presented through a communication network
under paragraph (1) shall, if a presenter thereof confirms a
receipt number through a communication network, be deemed to have
been received as contents written in a file of a computer system
for receipt operated by the Korean Intellectual Property Office or
the Intellectual Property Tribunal.
(4)
The kinds of documents capable of being presented by means of
electronic documents under paragraph (1) and the methods of such
presentation or other necessary matters shall be prescribed by the
Ordinance of the Ministry of Commerce, Industry and
Energy.
Article
28quater 【Report
on Use of Electronic Documents and
Electronic
Signature】
(1)
A person who intends to initiate a procedure for patent by means
of electronic documents shall, in advance, report the use thereof
to the Commissioner of the Korean Intellectual Property Office or
the President of the Intellectual Property Tribunal, and shall
affix his electronic signature so that the presenters may be
discerned.
(2)
Electronic documents as presented under Article 28ter shall be deemed to
have been filed by the person who affixes his electronic signature
under paragraph (1).
(3)
Matters necessary for procedures of report on use of electronic
documents and the methods of electronic signature as prescribed under paragraph
(1), shall be prescribed by the Ordinance of the Ministry of
Commerce, Industry and Energy.
Article
28quinquies 【Notification,
etc. through a Communication
Network】
(1)
If the Commissioner of the Korean Intellectual Property Office,
the President of the Intellectual Property Tribunal, a presiding
trial examiner, a trial examiner, a presiding examiner, or an
examiner intends to give notification and make transmission
(hereinafter referred to as a "notification") of any pertinent
documents to a person who reports the use of electronic documents
under Article 28quater(1), he may do so
through a communication network.
(2)
The notification of any pertinent documents given through a
communication network under paragraph (1) shall have the same
effect as that given in writing.
(3)
The notification of any pertinent documents under paragraph (1)
shall, if it is written in a file of a computer system operated by
a person who receives said notification, be deemed to reach as
contents written in a file of a computer system for transmission
operated by the Korean Intellectual Property Office or the
Intellectual Property Tribunal.
(4)
Matters necessary for the classification and the methods of such notification as
given through a communication network under paragraph (1) shall be
prescribed by the Ordinance of the Ministry of Commerce, Industry
and Energy.
CHAPTER
II
REQUIREMENTS
FOR PATENTS AND PATENT APPLICATION
Article
29 【Requirements
for Patents】
(1)
Inventions having Intellectual applicability may be
patentable unless they fall under any of the following
subparagraphs:
(i)
inventions publicly known or worked in the Republic of Korea prior
to the filing of the patent application; or
(ii)
inventions described in a publication distributed in the Republic
of Korea or in a foreign country prior to the filing of the patent
application or inventions made available to the public through
electric telecommunication lines as prescribed by Presidential
Decree.
(2)
Notwithstanding paragraph (1), where an invention could easily
have been made prior to the filing of the patent application by a
person having ordinary skill in the art to which the invention
pertains, on the basis of an invention referred to in each
subparagraph of paragraph (1), a patent shall not be granted for
such an invention.
(3)
Notwithstanding paragraph (1), a patent shall not be granted where
the invention for which a patent application is filed is identical
to an invention or device described in the specification or
drawings initially attached to another patent application laid
open or published after grant for public inspection after the
filing of said patent application, or identical to a utility model
application published after grant for public inspection after the
filing of said patent application. This provision shall not
apply, however, in cases where the inventor of the concerned
patent application and the inventor of the other patent or utility
model application are the same person or where the applicant of
the patent application and the applicant of the other patent or
utility model application are the same person at the time of
filing.
(4)
Where the other patent or utility model application under
paragraph (3) is an international application that is deemed to be
a patent application under Article 199(1) of this Law or which is
deemed to be a utility model registration application under
Article 57(1) of the Utility Model Law (including an international
application considered to be a patent application under Article
214(4) of this Law or a utility model application under Article
71(4) of the Utility Model Law), in applying the provisions of
paragraph (3), "laid open" shall read "laid open or was the
subject of an international publication under Article 21 of the
Patent Cooperation Treaty" and "an invention or device described
in the specification or drawings originally attached" shall read
"an invention or device described both in the specification,
claims, or drawings of the international application as of the
international filing date, and in the translated version thereof."
Article
30 【Inventions
not Deemed to be Publicly Known, etc.】
(1)
If a patentable invention falls under any of the following
subparagraphs, it shall be recognized as being novel where
Articles 29(1) or (2) apply to the invention claimed in the patent
application; provided that, the patent application therefor is
filed within six months of the applicable date:
(i)
when a person having the right to obtain a patent has caused his
invention to fall within the terms of any of the subparagraphs in
Article 29(1) by conducting any one of the following acts on the
invention:
(a)
conducting tests on the invention;
(b)
publishing the invention in printed matter;
(c)
publishing the invention through electric telecommunication lines
as prescribed by Presidential Decree; or
(d)
presentation of the invention in writing before an academic
organization as prescribed by Ordinance of the Ministry of
Commerce, Industry and Energy.
(ii)
when, against the intention of the person having the right to
obtain a patent, the invention falls within the terms of any of
the subparagraphs in Article 29(1); or
(iii)
when a person having the right to obtain a patent has caused his
invention to fall within the terms of any of the subparagraphs of
Article 29(1) by displaying his invention at an
exhibition.
(2)
Any person desiring to take advantage of the provisions of
paragraph (1)(i) or (iii) shall submit, simultaneously with his
patent application, a written statement to that effect to the
Commissioner of the Korean Intellectual Property Office, to whom
he shall also submit, within thirty days from the filing date of
the patent application, a document proving the relevant
facts.
Article
31 【Patent
for Plant Invention】
Any
person who invents a variety of plant which reproduces itself
asexually may obtain a plant patent therefor.
Article
32 【Unpatentable
Inventions】
Inventions
liable to contravene public order or morality or to injure public
health shall not be patentable, notwithstanding the provisions of
Article 29(1) or (2).
Article
33 【Persons
Entitled to Obtain a Patent】
(1)
Any person who makes a new invention or his successor shall be
entitled to obtain a patent in accordance with the Patent Law;
however, employees of the Korean Intellectual Property Office and
the Intellectual Property Tribunal shall not obtain patents during
their employment at the Office except in the case of inheritance
or bequest.
(2)
If two or more persons jointly make an invention, the right to
obtain a patent shall be jointly owned.
Article
34 【Patent
Application Filed by an Unentitled Person;
Protection
of Lawful Holder of the Right】
If
a patent cannot be granted because an application was filed by a
person who is not the inventor or a successor to the right to
obtain a patent (hereinafter referred to as an "unentitled
person") under the provision of Article 33(1) as prescribed in
Article 62(ii), a subsequent application filed by the lawful
holder of the right shall be deemed to have been filed on the date
of filing of the initial application filed by the unentitled
person. This provision shall not apply, however, if the subsequent
application is filed by the lawful holder of the right more than
thirty days after the date on which the application filed by the
unentitled person was rejected.
Article
35 【Patent
Granted to an Unentitled Person;
Protection of Lawful Holder of the Right】
If
a decision to revoke a patent becomes final for lack of
entitlement to obtain a patent under the provision of Article
33(1) as prescribed in Article 69(1)(ii) or a decision of
invalidation becomes final due to a lack of entitlement under the
provision of Article 33(1) as prescribed in Article 133(1)(ii), a
subsequent application filed by the lawful holder of the right
shall be deemed to have been filed on the filing date the revoked
or invalidated application; however, this provision shall not
apply if the subsequent application is filed more than two years
after the publication date of the first application or more than
thirty days after the decision of revocation or invalidation
becomes final.
Article
36 【First-to-File
Rule】
(1)
Where two or more applications relating to the same invention are
filed on different dates, only the applicant of the application
having the earlier filing date may obtain a patent for the
invention.
(2)
Where two or more applications relating to the same invention are
filed on the same date, only the person agreed upon by all the
applicants after consultation may obtain a patent for the
invention. If no agreement is reached or no consultation is
possible, none of the applicants shall obtain a patent for the
invention.
(3)
Where a patent application has the same subject matter as a
utility model application and the applications are filed on
different dates, paragraph (1) shall apply mutatis mutandis; whereas
if they are filed on the same date, paragraph (2) shall apply mutatis mutandis. However, the provision of
paragraph (2) shall not apply in any cases where a patent
application is made on the same date as a utility model
registration application (including a patent application which is
deemed to be made on the same date as a utility model registration
application under Article 53(3)), as prescribed in Article 53 as a
dual application.
(4)
Where a patent application or utility model application is
invalidated or withdrawn, or a utility model application is
rejected, such application shall, for the purposes of paragraphs
(1) to (3), be deemed never to have been filed.
(5)
A patent application or utility model application filed by a
person who is not the inventor, creator, or successor in title to
the right to obtain a patent or utility model registration shall,
for the purposes of paragraphs (1) to (3), be deemed never to have
been filed.
(6)
The Commissioner of the Korean Intellectual Property Office shall
in the case of paragraph (2), order the applicants to report to
him the results of the consultation within a designated period of
time. If such report is not submitted within the designated
period, the applicants shall be deemed not to have reached an
agreement within the meaning of paragraph (2).
Article
37 【Transfer
of the Right to Obtain a Patent】
(1)
The right to obtain a patent may be transferred.
(2)
The right to obtain a patent shall not be the subject of a
pledge.
(3)
In the case of joint ownership of the right to obtain a patent, a
joint owner shall not assign his share without the consent of all
the other joint owners.
Article
38 【Succession
to the Right to Obtain a Patent】
(1)
The succession to the right to obtain a patent before the filing
of the patent application shall not be effective against third
persons unless the successor in title files the patent
application.
(2)
Where two or more applications for a patent are filed on the same
date on the basis of a right to obtain a patent for the same
invention derived by succession from the same person, the
succession to the right to obtain the patent by any person other
than the one agreed upon by all the patent applicants shall not be
effective.
(3)
Paragraph (2) shall also apply where a patent application and a
utility model application are filed on the same date, on the basis
of the right to obtain a patent and utility model registration for
the same invention and device which has been derived by succession
from the same person.
(4)
Succession to the right to obtain a patent after the filing of the
patent application shall not be effective unless a notice of
change of applicant is filed, except in cases of inheritance or
other general succession.
(5)
Upon inheritance or other general succession with respect to the
right to obtain a patent, the successor in title shall notify the
Commissioner of the Korean Intellectual Property Office
accordingly without delay.
(6)
Where two or more notifications of change of applicant are made on
the same date, on the basis of a right to obtain a patent for the
same invention that has been derived by succession from the same
person, a notification made by any person other than the one
agreed upon after consultations among all the persons who made
notifications shall not be effective.
(7)
Article 36(6) shall apply mutatis mutandis to the
cases under paragraphs (2), (3) or (6).
Article
39 【In-Service
Inventions】
(1)
An employer, a legal entity, or the Government or a local public
entity (hereinafter referred to as an "employer") shall have a
non-exclusive license to the patent right concerned, where an
employee, an executive officer of such a legal entity, or a public
official (hereinafter referred to as a "employee") or successor in
title has obtained a patent for an invention which, by reason of
its nature, falls within the scope of the business of the employer
and an act or acts resulting in the invention (hereinafter
referred to as "in-service invention") were part of the present or
past duties of the employee
(2)
Notwithstanding paragraph (1), an in-service invention made by a
public official shall pass to the State or a local governmental
entity and the patent right shall thereby revert to the State or a
local governmental entity.
(3)
In the case of an invention made by an employee which is not an
in-service invention, any contractual provision or any provision
of service regulation providing in advance that the right to
obtain a patent or the patent right shall pass to the employer or
that the employer shall have an exclusive license on such
invention, shall be null and void.
(4)
Notwithstanding Article 6 of the National Property Law, the
disposal and management of a patent right which has reverted to
the State, in accordance with paragraph (2), shall be governed by
the Commissioner of the Korean Intellectual Property Office.
(5)
A disposal and management of a patent right under paragraph (4)
which has reverted to the State shall be prescribed by
Presidential Decree.
Article
40 【Remuneration
for In-Service Inventions】
(1)
The employee shall have the right to obtain reasonable
remuneration when he has transferred to the employer the right to
obtain a patent or the patent right with respect to an in-service
invention, or has given the employer an exclusive license in
accordance with a contract or service regulation.
(2)
The amount of remuneration provided for in paragraph (1) shall be
calculated in accordance with the profits to be realized by the
employer from the invention and the extent of the employer and the
employee's contributions to the creation of the invention. In such
cases, matters relating to the payment of remuneration shall be
prescribed by Presidential Decree or by Ordinance of the local
governmental entity.
(3)
If the State or a local governmental entity succeeds to an
in-service invention made by a public official, the State shall
provide reasonable remuneration to the public official. In such
cases, matters relating to the payment of remuneration shall be
prescribed by Presidential Decree or by Ordinance of the local
governmental entity.
(4)
Deleted.
Article
41 【Inventions
Necessary for National Defense, etc.】
(1)
If an invention is necessary for the national defense, the
Government may order an inventor, an applicant, or an agent not to
file a patent application for such invention in foreign patent
offices concerned or to keep such invention confidential. However,
if such persons obtain permission from the Government, they may
file an application therefor in foreign patent offices.
(2)
If an invention filed with the Korean Intellectual Property Office
is considered necessary for national defense, the Government may
refuse for grant a patent and, for reasons of national defense
such as in time of war, incident or other similar emergency, may
expropriate the right to obtain a patent therefor.
(3)
The Government shall pay reasonable compensation for losses
arising from its prohibition of the filing of a patent application
in a foreign patent office or from the maintenance of secrecy
under paragraph (1).
(4)
The Government shall pay reasonable compensation in the event that
a patent is not granted, or the right to obtain a patent is
expropriated under paragraph (2).
(5)
If there has been a violation of an order prohibiting the filing
of an application for an invention in a foreign patent office
concerned or of an order to maintain secrecy under paragraph (1),
the right to obtain a patent therefor shall be deemed to be
abandoned.
(6)
If there has been a violation of an order to maintain secrecy
under paragraph (1), the right to request the payment of
compensation for the loss arising from maintaining secrecy shall
be deemed to be abandoned.
(7)
Matters relating to the procedure, etc., for prohibiting the
filing of an application abroad, proceedings for maintaining
secrecy under paragraph (1), or for expropriation or payment of
compensation under paragraphs (2) to (4) shall be prescribed by
Presidential Decree.
Article
42 【Patent
Application】
(1)
Any person desiring to obtain a patent shall file a patent
application with the Commissioner of the Korean Intellectual
Property Office stating the following:
(i)
the name and the domicile of the applicant (if a legal entity, the
title and place of business);
(ii)
the name and the domicile, or place of business, of the agent, if
any ( the title, place of business and the name of the designated
patent attorney if the agent is a patent corporation);
(iii)
Deleted.
(iv)
the title of the invention;
(v)
the name and the domicile of the inventor.
(vi)
Deleted.
(2)
The patent application under paragraph (1) shall be accompanied by
a specification, drawing or drawings (if necessary), and an
abstract stating the following:
(i)
the title of the invention;
(ii)
a brief explanation of the drawings;
(iii)
a detailed description of the invention; and
(iv)
claim(s).
(3)
The detailed description of the invention under paragraph (2)(iii)
shall state the purpose, construction, and effect of the invention
in such a manner that it may easily be carried out by a person
having ordinary skill in the art to which the invention
pertains.
(4)
The claim(s) under paragraph (2)(iv) shall describe the matter for
which protection is sought in one or more claims (hereinafter
referred to as "claim(s)") and the claim(s) shall comply with each
of the following sub-paragraphs:
(i)
the claim(s) shall be supported by a detailed description of the
invention;
(ii)
the claim(s) shall define the invention clearly and concisely;
and
(iii)
the claim(s) shall define only the features indispensable for the
constitution of the invention.
(5)
Details concerning the drafting of claim(s) under paragraph
(2)(iv) shall be prescribed by Presidential Decree.
(6)
Details concerning the description of an abstract under paragraph
(2) shall be prescribed by the Ordinance of the Ministry of
Commerce, Industry and Energy.
Article
43 【Abstract】
An
abstract under Article 42(2) shall not be interpreted to define
the scope of the invention for which protection is sought but
rather, shall serve as a technical information document.
Article
44 【Joint
Applications】
Where
the right to obtain a patent is owned jointly under Article 33(2),
all the joint owners shall apply for the patent application
jointly.
Article
45 【Scope
of One Patent Application】
(1)
A patent application shall relate to one invention only. However,
a group of inventions so linked as to form a single general
inventive concept may be the subject of a patent
application.
(2)
The requirements for one patent application under paragraph (1)
shall be prescribed by Presidential Decree.
Article
46 【Amendment
of Procedure】
The
Commissioner of the Korean Intellectual Property Office or the
President of the Intellectual Property Tribunal may order an
amendment to a patent-related procedure, designating a time limit
if said procedure falls under any of the following
subparagraphs:
(i)
where the procedure has not complied with the provisions of
Article 3(1) or 6;
(ii)
where the procedure has not complied with the formalities
specified in the Patent Law or Presidential Decree thereof;
or
(iii)
where fees required in accordance with Article 82 have not been
paid.
Article
47 【Amendment
of Patent Application】
(1)
An applicant may amend the specification or drawings attached to a
patent application before the examiner issues a certified copy of
a decision
to grant a patent under Article 66. However, in cases that fall
under any of the following subparagraphs, an applicant may amend
the application within the time limit prescribed in the
subparagraphs:
(i)
where an applicant receives notification of the reasons for
refusal under Article 63 (hereinafter referred to as a "notice of
the reasons for refusal") for the first time or receives a notice
of the reasons for refusal that does not apply under paragraph
(ii), the time limit designated for submission of arguments
against the notice of the reasons for refusal thereof;
(ii)
where an applicant receives a notice of the reasons for refusal of
an amendment made in response to a notice of the reasons for
refusal issued under paragraph (i), the time limit designated for
submission of arguments in response to said notice; or
(iii)
where an applicant requests a trial against a decision of refusal
of a patent under Article 132ter, the time limit shall
be thirty days from the filing date of the request.
(2)
An amendment to a specification or drawings under paragraph (1)
shall be within the scope of the features disclosed in the
specification or drawing(s) originally attached to the
application.
(3)
An amendment to the claims made under paragraphs (1)(ii) and (iii)
shall be limited to the scope prescribed in any of the following
subparagraphs. Where
an amendment is made under paragraph (iii), it shall be limited to
that which is indicated by the examiner in the notice of the
reasons for refusal.
(i)
to narrow a claim;
(ii)
to correct a clerical error; or
(iii)
to clarify an ambiguous description.
(4)
An amendment under paragraph (3)(i) shall meet the following
requirements:
(i)
An amendment to a specification or drawings shall neither
essentially expand nor modify the scope of the claims; and
(ii)
The matters described in the claims after amendment shall be
regarded as having been patentable at the time of the filing of
the patent application.
Article
48 Deleted
Article
49 【Treatment
of an Amendments to a Dual Application, etc.】
(1)
Deleted.
(2)
If a dual application, as prescribed in Article 53, is recognized to
extends beyond the scope described in the claims of the utility
model registration in the specification that was initially
attached to the application for utility model registration after
registration of the patent right has been established, said dual
application shall be deemed to have been filed on the date when
the application in writing was submitted.
Article
50 Deleted
Article
51 【Rejection
of an Amendment】
(1)
Where an amendment under Article 47(1)(ii) is deemed to be in
violation of paragraphs (2) to (4) of said Article, the
examiner shall reject the amendment by decision.
(2)
The decision to reject an amendment under paragraph (1) shall be
made in writing and shall state the reasons therefor.
(3)
No appeal shall be made against a decision to reject under
paragraph (1). However, this provision shall not apply in an appeal
against the final rejection of the patent under Article 132ter.
Article
52 【Division
of a Patent Application】
(1)
An applicant who has filed a patent application comprising of two
or more inventions may divide the application into two or more
applications in accordance with the time period allowed for
amendment as prescribed under Article 47(1).
(2)
A patent application divided under paragraph (1) (hereinafter
referred to as a "divisional application") shall be deemed to have
been filed at the time of filing of the original patent
application. However, in applying the provisions of the following
subparagraphs to said divisional application, such an application
shall be deemed to be made at the time when the divisional
application was filed:
(i)
in the case where Article 29(3) of this Law or Article 5(3) of the
Utility Model Law is applicable when the divisional application
falls under an another patent application under Article 29(3) of
this Law or a patent application under Article 5(3) of the Utility
Model Law;
(ii)
in the case where Article 30(2) is applicable;
(iii)
in the case where Article 54(3) is applicable; or
(iv)
in the case where Article 55(2) is applicable.
(3)
A person who files a divisional application under paragraph (1)
shall indicate the purpose thereof and the patent application that
forms the basis of the division.
(4)
In a divisional application, any person claiming priority as
prescribed in Article 54, may file the documents as prescribed in
paragraph (4) of the said Article with the Commissioner of the
Korean Intellectual Property Office within three months after
filing a divisional application, regardless of the period as
prescribed in the said paragraph of the said Article.
Article
53 【Dual
Application】
(1)
A person who makes an application for utility model registration
may make an application for patent (hereinafter referred to as a
"dual application") within the limit of such matters as stated in
the claims of the utility model registration in the
specification, which
are initially attached to the application for said utility model
registration from the filing date of the application for utility
model registration to one year from the date when the
establishment of a utility model right has been
registered.
(2)
A person who makes a dual application under paragraph (1) shall,
at the time when an application for patent is made, indicate the
purpose thereof and the application for utility model
registration, which
forms the basis thereof in an application for a
patent.
(3)
When a dual application is carried out pursuant to paragraph (1),
the application for patent shall be deemed to have been filed on
the filing date of the utility model application. However, in a
case where the provisions of the following subparagraphs apply to
such an application for patent, it is deemed to be made at the
time when said dual application is made:
(i)
in the case where Article 29(3) of this Law or Article 5(3) of the Utility Model
Law is applicable when the application for patent falls under an
another patent application under Article 29(3) of this Law or a
patent application under Article 5(3) of the Utility Model
Law;
(ii)
in cases where Article 30(2) is applicable;
(iii)
in cases where Article 54(3) is applicable; or
(iv)
in cases where Article 55(2) is applicable.
(4)
A person who claims a priority, as prescribed in
Article 54, in making
an application for a patent under paragraph (1) may,
notwithstanding the provision of paragraph (4) of said Article,
submit such documents as prescribed in said paragraph to the
Commissioner of the Korean Intellectual Property Office within
three months after he makes the dual application.
Article
54 【Priority
Claim Under Treaty】
(1)
If a national of one of the countries which recognizes under a
treaty a right of priority for a patent application filed by a
national of the Republic of Korea, claims the right of priority
for a patent application in the Republic of Korea on the basis of
the initial application for the same invention in his country or
in one of the said countries, the filing date of the initial
application in the foreign country shall be deemed to be the
filing date in the Republic of Korea for the purposes of Articles
29 and 36. Where a national of the Republic of Korea has filed a
patent application in a country which recognizes under a treaty
the right of priority for patent applications filed by nationals
of the Republic of Korea, and claims the right of priority for a
patent application in the Republic of Korea on the basis of the
initial application for the same invention in the said country,
this provision shall also apply.
(2)
A person intending to claim the right of priority in accordance
with paragraph (1) shall file a patent application claiming the
right of priority within one year from the filing date of the
initial application.
(3)
A person intending to claim the right of priority in accordance
with paragraph (1) shall specify such claim, the name of the
country in which the initial application was filed and the filing
date of such application in the patent application which he files
in the Republic of Korea.
(4)
A person who has claimed the right of priority under paragraph (3)
shall submit to the Commissioner of the Korean Intellectual
Property Office the documents prescribed in paragraph (i) or the
written statement prescribed in paragraph (ii). However, the written
statement referred to in paragraph (ii) shall be submitted only in
cases where the country is prescribed by Ordinance of the Ministry
of Commerce, Industry and Energy:
(i)
a written statement setting forth the filing date of the
application and a copy of the specification and drawings certified
by the government of the country where the initial application was
filed; or
(ii)
a written statement setting forth the file number of the
application in the country where the initial application was
filed.
(5)
Documents under paragraph (4) shall be submitted within one year
and four months from the earliest among the dates prescribed in
the following subparagraphs:
(i)
the date on which the application was first filed in a country
that is a party to a treaty;
(ii)
the filing date of the earlier application which would be the
basis for claiming a priority right in cases where a patent
application contains other priority claims in accordance with
Article 55(1); or
(iii)
the filing date of the application that is to be the basis for
claiming a priority right in cases where a patent application
contains other priority claims in accordance with paragraph
(3).
(6)
Where a person who has claimed the right of priority under
paragraph (3) fails to submit the document prescribed under
paragraph (4) within the prescribed time limit, the claim to the
right of priority shall lose its effect.
(7)
A person who is eligible to claim the right of priority under
paragraph (1) and is in compliance with the requirements of
paragraph (2) may amend or add said priority claims within one
year and four months from the earliest date prescribed under
paragraph (5).
Article
55 【Priority
Claim Based on Patent Application, etc.】
(1)
A person desiring to obtain a patent may claim the right of
priority for an invention claimed in a patent application which
has been disclosed in the description or drawings originally
attached to a patent or utility model application, for which he
has the right to obtain a patent or utility model registration,
and which has been filed earlier (hereinafter referred to as an
"earlier application") except in any of the following cases:
(i)
where the patent application concerned is filed more than one year
from the filing date of the earlier application;
(ii)
where the earlier application is a divisional application under
Article 52(2) or a dual application under Article 53 of this Law
or a divisional application under Article 16(2) of the Utility
Model Law or a dual application under Article 17 of the Utility
Model Law;
(iii)
where the earlier application has been abandoned, invalidated,
withdrawn or rejected at the time the patent application is
filed;
(iv)
where an examiner's decision to grant or refuse a patent, or a
trial decision on the earlier application has become final and
conclusive; or
(v)
where the earlier application is registered under Article 35(2) of
the Utility Model Law at the time when said patent application is
made.
(2)
A person intending to claim the right of priority under paragraph
(1) shall, simultaneously with the patent application, make such a
claim and identify the earlier application in the patent
application.
(3)
For inventions which are amongst those described in a patent
application containing a priority claim under paragraph (1), which
are disclosed in the specification or drawings originally attached
to the earlier application which would be the basis for claiming a
priority right, [excluding those inventions disclosed in the
specification or drawings submitted at the time of the filing of
an application whose priority is claimed for an earlier
application in the case where that earlier application contains a
priority claim under paragraph (1) of this Article or under
Article 4D(1) of the Paris Convention for the Protection of
Intellectual Property] the patent application shall be considered
to have been filed at the time when the earlier application was
filed for the purpose of Articles 29(1) or (2), and 29(3)
(principal sentence), 30(1), 36(1) to (3), 47(4)(ii), 96(1)(iii),
98, 103, 105(1) and (2), 129 and 136(4)(including cases that apply mutatis mutandis to
Article 77(3) or 133bis(3)) of the Patent Law,
Articles 8(3), (4) and 39 of the Utility Model Law, or Articles 45
and 52(3) of the Design Law.
(4)
For inventions which are amongst those described in the
specification of drawings originally attached to a patent
application containing a priority claim under paragraph (1), which
are disclosed in the specification or drawings originally attached
to the earlier application which would be the basis for claiming a
priority right, [excluding those inventions disclosed in the
specification or drawings submitted at the time of the filing of
an application whose priority is claimed for an earlier
application in the case where that earlier application contains a
priority claim under paragraph (1) of this Article or under
Article 4D(1) of the Paris Convention for the Protection of
Intellectual Property] the laying open of the earlier application
for public inspection shall be considered to have been effected at
the time when the publication after registration of a patent right
or the laying open of the patent application for public inspection
was effected, for the purposes of the principal sentence of
Article 29(3) of the Patent Law and the principal sentence of
Article 5(3) of the Utility Model Law. In this case, where the
earlier application is an international application which is
deemed to be a patent application under Article 199(1) of this Law
or which is deemed to be a utility model registration application
under Article 57(1) of the Utility Model Law (including an
international application considered to be a patent application or
a utility model application under Article 214(4) of the Patent Law
or Article 71(4) of the Utility Model Law), "an invention or
device described both in the specification, claim or drawings of
the international application as of the international filing date
and in the translated version thereof" in Article 29(4) of the
Patent Law shall read "an invention or device described in the
specification, claim or drawings of the international application
as of the international filing date."
(5)
A person who is eligible to claim the right of priority under
paragraph (1) and who is in compliance with the requirements
referred to in paragraph (2) may amend or add said priority claims
within one year and four months from the filing date of the
earlier application (the earliest filing date in cases where there
are two or more earlier applications).
Article
56 【Withdrawal
of an Earlier Application, etc.】
(1)
IF an application is filed claiming priority from an earlier
application under Article 55(1), the earlier application shall be
deemed to have been withdrawn at the time that priority is claimed
if the earlier application is utility model application and at the
expiration of one year and three months from the filing date of
the earlier application if the earlier application is a patent
application. However,
this provision shall not apply where that earlier application
falls under any of the following subparagraphs:
(i)
in the case of its being abandoned, invalidated, withdrawn, or
rejected;
(ii)
in the case where an examiner's decision of patentability, or a
trial or trial decision, rejecting the application has become
final and conclusive;
(iii)
in the case where priority claims based on the earlier application
concerned have been withdrawn; or
(iv)
in a case of it being registered under Article 35(2) of the
Utility Model Law.
(2)
The applicant of a patent application containing a priority claim
under Article 55(1) may not withdraw the priority claim after the
expiration of one year and three months from the filing date of
the earlier application.
(3)
Where the patent application containing a priority claim under
Article 55(1) is withdrawn within one year and three months from
the filing date of the earlier application, the priority claim
shall be deemed withdrawn simultaneously therewith.
CHAPTER
III
EXAMINATION
Article
57 【Examination
by Examiner】
(1)
The Commissioner of the Korean Intellectual Property Office shall
have applications for patents and oppositions to the grant of
patents examined by an examiner.
(2)
The qualifications for examiners shall be prescribed by
Presidential Decree.
Article
58 【Search
for Prior Art, etc.】
(1)
If it is deemed necessary for the process of examination, the
Commissioner of the Korean Intellectual Property Office may rely
on a specialized search organization for searching prior
art.
(2)
If it is deemed necessary for the process of examination, the
Commissioner of the Korean Intellectual Property Office may
request the cooperation of, or seek advice from, a government
agency, an organization specialized in the technology concerned or
an expert having profound knowledge and experience in patent
matters, and may, pay them allowances or expenses for such
cooperation or advice within the limits of the budget of the
Korean Intellectual Property Office.
(3)
Necessary matters concerning the designation of specialized search
organizations, such as a standard for designation and
implementation procedures for searching documents under paragraph
(1), shall be prescribed by Presidential Decree.
Article
58bis 【Cancellation
of the Designation of a Specialized Search
Organization】
Where
a specialized search organization falls under any of the following
subparagraphs, the Commissioner of the Korean Intellectual
Property Office may cancel the designation of said search
organization or order suspension of its business operations within
a designated time limit. However, if a specialized search organization falls under
subparagraph (i), the Commissioner of the Korean Intellectual
Property Office must cancel its designation:
(i)
where the search organization has obtained designation through
false or unfair means; or
(ii)
where the standard for designation is improper under Article
55(3).
Article
59 【Request
for Examination of a Patent Application】
(1)
A patent application shall be examined only upon the filing of a
request for examination.
(2)
When a patent application has been filed, any person may make a
request for examination of the patent application to the
Commissioner of the Korean Intellectual Property Office within
five years from the filing date thereof.
(3)
With respect to a divisional application under Article 52(2), or a
dual application under Article 53, a request for examination can
be made even after the expiration of the period prescribed in
paragraph (2) within thirty days from the date of the division or
the dual application.
(4)
A request for examination of an application shall not be
withdrawn.
(5)
If a request for examination has not been made within the time
limits prescribed in paragraph (2) or (3), the patent application
concerned shall be deemed to have been withdrawn.
Article
60 【Procedure
for a Request for Examination】
(1)
Any person desiring to make a request for examination of an
application shall submit a written request for examination of an
application to the Commissioner of the Korean Intellectual
Property Office, stating the following:
(i)
the name and the domicile of the person making the request
(if a legal entity, the title, the place of business and
the name of its representative);
(ii)
the date of submission of the request; and
(iii)
the identification of the patent application for which the request
for examination is made.
(2)
The Commissioner of the Korean Intellectual Property Office shall,
where a request for examination has been made prior to the
publication of an application, publish such fact in the Patent
Gazette at the time the application is laid open. Where a request
for examination has been made after the laying-open of the
application, the Commissioner shall publish such fact in the
Patent Gazette without delay.
(3)
The Commissioner of the Korean Intellectual Property Office shall,
where a request for examination of an application has been made by
a person other than the applicant, notify the applicant of such
fact.
Article
61 【Preferential
Examination】
The
Commissioner of the Korean Intellectual Property Office may direct
the examiner to examine one application in preference over another
if the former falls under any of the following
subparagraphs:
(i)
where a person other than the applicant is commercially and
industrially working the invention claimed in a patent
application after the laying-open of the application;
or
(ii)
where the Commissioner of the Korean Intellectual Property Office
deems it necessary to urgently process a patent application as
prescribed by Presidential Decree.
Article
62 【Decision
of Refusal of Patent】
The
examiner shall make a decision to refuse a patent where the
invention falls under any of the following subparagraphs
(hereinafter referred to as "reason for refusal"):
(i)
where the invention is not patentable under Articles 25, 29, 31,
32, 36(1) to (3), or 44;
(ii)
where the application is filed by a person who does not have the
right to obtain a patent therefor under the provision of Article
33(1) of where the invention is not patentable under the proviso
of Article 33(1);
(iii)
where it is in violation of a treaty;
(iv)
where it has not satisfied the requirements prescribed under
Article 42 (3) to (5) or 45; or
(v)
where the application is amended in violation of Article
47(2).
Article
63 【Notification
of Reasons for Refusal】
Where
an examiner intends to render a decision to refuse a patent under
Article 62, he or she shall notify the applicant of the reasons
and give the applicant an opportunity to submit a written
statement of applicant's arguments and shall designate a time
limit for such submission. However, this provision shall not apply if the examiner
intends to reject an amendment under Article 51(1) as it applies
under Article 47(1)(ii).
Article
64 【Laying
Open of Application】
(1)
Under Ordinance of the Ministry of Commerce, Industry and Energy,
the Commissioner of the Korean Intellectual Property Office shall
lay open a patent application in the Patent Gazette one year and
six months from the date prescribed under any of the following
subparagraphs or upon request from the applicant even before the
expiration of one year and six months from said date. However, this provision
shall not apply where the application has already been published
in accordance with Article 87(3):
(i)
where a patent application contains a priority claim under Article
54(1), the priority date shall apply;
(ii)
where a patent application contains a priority claim under the
provisions of Article 55(1), the filing date of the earlier
application shall apply as prescribed in Article 55(1);
(iii)
the earliest filing date among the filing dates of two or more
applications that are the basis for claiming a priority right in a
patent application under Article 54(1) or 55(1); or
(iv)
where a patent application does not fall under any of
subparagraphs (i) to (iii), the filing date of the patent
application shall apply.
(2)
Any person may, at the time the application is laid open under
paragraph (1), furnish the Commissioner of the Korean Intellectual
Property Office with information together with evidence, to the
effect that the invention concerned is unpatentable under Article
62. However, if the requirements prescribed in Article 42(5) and
45 mentioned in subparagraph (iv) of Article 62 are not complied
with, this provision shall not apply.
(3)
The provisions of Article 87(4) shall apply mutatis mutandis to the
laying-open of applications under paragraph (1).
(4)
Matters to be published in the Patent Gazette with respect to the
laying-open of applications under paragraph (1) shall be
prescribed by the Presidential Decree.
Article
65 【Effects
of Laying Open of Application】
(1)
After an application is laid open, an applicant may warn a person
who has commercially or industrially worked the filed invention,
in writing indicating that a patent application for the invention
has been filed.
(2)
An applicant may demand a person who has commercially or
industrially worked the filed invention after being warned as
provided in paragraph (1) or knowing that the invention has been
laid open, to pay compensation in an amount equivalent to what he
would have normally received for the working of the invention from
the date of warning or the time when he/she knew that the patent
application of the invention had been laid open to the time of the
registration of the patent right.
(3)
The right to demand compensation as provided in paragraph (2)
shall be exercised only after the registration of the patent
right.
(4)
The exercise of the right to demand compensation under paragraph
(2) shall not preclude the exercise of the patent right.
(5)
Articles 127, 129, and 132 of the Patent Law, or Articles 760 and
766 of the Civil Code shall apply mutatis mutandis to the
exercise of the right to demand compensation under paragraph (3).
In such case, "the time when the damaged party or his legal
representative became aware of such damage and of the identity of
the person causing it" in Article 766(1) of the Civil Code shall
read "the date of registration of the involved patent
right."
(6)
Where a patent application is abandoned, invalidated or withdrawn
after the laying-open of the application, or a decision of refusal
or revocation of a patent under Article 74(3), or a decision to
invalidate a patent under Article 133 (except where prescribed
under subparagraph (iv) of Article 133 (1)) has become final and
conclusive, the right under paragraph (2) shall be deemed never to
have existed.
Article
66 【Decision
to Grant a Patent】
Where
an examiner does not find any grounds for rejecting a patent
application, he shall render a decision to grant a patent.
Article
67 【Formalities
for Decision of Patentability】
(1)
A decision to either grant or refuse a patent (hereinafter
referred to as a "decision of patentability") shall be made in
writing and shall state the reasons therefor.
(2)
Where a decision of patentability has been rendered, the
Commissioner of the Korean Intellectual Property Office shall
transmit a certified copy of the decision to the patent applicant.
Article
68 【Mutatis
Mutandis Application of Provisions
Concerning
Trial
to Examination】
The
provisions of Article 148(i) to (v) and (vii) shall apply mutatis mutandis to the
examination of a patent application.
Article
69 【Opposition
to the Grant of a Patent】
(1) Any person can file an opposition to the granting of a
patent with the Commissioner of the Korean Intellectual Property
Office on the grounds that the patent falls under any one of the
following subparagraphs from the date of the patent right
registration upto three months after the date of publication of
the patent right registration. Where the patent contains two or
more claims, an opposition may be filed against each claim.
(i)
where the patent has been granted contrary to the provisions of
Article 25, 29, 31, 32, 36(1) to (3) or 44;
(ii)
where the application is filed by a person who does not have the
right to obtain a patent under the provision of Article 33(1) or
where the invention is not patentable under the proviso of Article
33(1);
(iii)
where the patent has been granted in violation of a treaty;
(iv)
where the patent has been granted contrary to the provision of
Article 42(3) or (4);
(iv)bis where the application
is amended in the violation of Article 47(2); or
(v)
where the establishment of the patent has been registered in
violation of the proviso of Article 87(2).
(2)
A person who files an opposition (hereinafter referred to as "the
opponent") shall submit a written opposition together with the
relevant evidence stating the following:
(i)
the name and the domicile of the opponent (if the opponent is a
legal entity, its title and place of business);
(i)bis if the opponent has an
agent, the name and the domicile or place of business of the
agent (if the agent is a patent corporation, its title, place
of business and the name of the appointed patent attorney);
(ii)
the identification of the patent to which the opposition is made;
or
(iii)
the grounds for the opposition and identification of the relevant
evidence.
(3)
The provisions of Article 133(4) shall apply mutatis mutandis to an
opposition.
Article
70 【Amendment
of Grounds for Opposition, etc.】
(1)
An opponent may amend the grounds and evidence set forth in the
written opposition within thirty days from the expiration of the
time limit for opposition.
(2)
When an opposition to the grant of a patent is filed, the
presiding examiner designated under Article 71(3) shall transmit a
copy of the written opposition to the patentee and give him an
opportunity to submit a written response, designating a time limit
for submitting such a response.
Article
71 【Collegial
Body for Examination and Decision】
(1)
Three examiners constituting a collegial body shall examine and
rule on the opposition.
(2)
The Commissioner of the Korean Intellectual Property Office shall
designate examiners constituting a collegial body for each
opposition.
(3)
The Commissioner of the Korean Intellectual Property Office shall
designate one examiner from the collegial body pursuant to
paragraph (2) as the presiding examiner.
(4)
The provisions of Articles 144(2), 145(2), 146(2) and (3) shall
apply mutatis mutandis to the collegial body and the presiding examiner.
Article
72 【Examination Ex Officio in
Examination of Opposition】
(1)
In the examination of an opposition, grounds that have not been
pleaded by the patentee or the opponent may also be considered. However, in such
cases, the patentee and the opponent shall both be given an
opportunity to state their opinion within a designated time
limit.
(2)
In the examination of opposition, no examination may be made on
the purpose of a claim not submitted by the opponent.
Article
73 【Joint
or Separate Oppositions】
(1)
Where two or more oppositions have been filed, the examiners may
examine or decide upon them jointly or separately.
(2)
Deleted.
(3)
Deleted.
Article
74 【Decision
on Opposition】
(1)
After the expiration of the time limits provided for under Article
70(1) and (2), the examiner shall render a decision on the
opposition.
(2)
Notwithstanding the provision of Article 70(1), where the opponent
fails to submit the grounds and evidence within the time limit for
opposition under Article 69(1), the presiding examiner may reject
the opposition by decision.
(3)
Where it is deemed that the opposition has legitimate grounds, a
collegial body shall render a decision to revoke the patent
(hereinafter referred to as a "decision to revoke a patent").
(4)
Where a decision of revocation of a patent becomes conclusive, the
patent shall be deemed never to have existed.
(5)
Where it is deemed that the opposition has no grounds, a
collegial body shall render a decision to maintain a patent
(hereinafter referred to as a "decision of maintenance of a
patent").
(6)
No appeal shall be made against a decision of rejection or a
decision of maintenance of a patent rendered in an
opposition.
Article
75 【Manner
of Decision on Opposition】
(1)
All decisions on patent opposition shall be made in writing which
shall include the following, and the examiner who has made the
decision shall sign and seal it:
(i)
the case number of the opposition;
(ii)
the name and the domicile of the patentee and the opponent (if the
opponent is a legal entity, its title and place of business);
(ii)bis if the patentee or
opponent has an agent, the name and the domicile or place of
business of the agent (if the agent is a patent corporation, its
title, place of business and the name of the appointed patent
attorney);
(iii)
the identification of the patent related to the decision;
(iv)
the conclusion and grounds of the decision; and
(v)
the date of the decision.
(2)
Where a decision on an opposition is made, the presiding examiner
shall transmit a certified copy of the decision to the patentee as
well as the opponent.
Article
76 【Withdrawal
of Opposition】
(1)
An opposition may not be withdrawn after a certified copy of the
decision under Article 75(2) has been delivered or after a
notification stating the applicant's argument has been made under
the latter part of Article 72(1).
(2)
The provisions of Article 161(2) and (3) shall apply mutatis mutandis to a
withdrawal of the opposition.
Article
77 【Correction
of Patent in an Opposition】
(1)
A patentee may make a request for correction of the specification
or drawings of a patented invention within the period designated
under Article 70(2) or the latter part of 72(1) where it falls
under any of the subparagraphs of Article 47(3).
(2)
Where a request for correction as referred to in paragraph (1) has
been made, the presiding examiner shall transmit a copy of the
request for correction to the opponent.
(3)
The provisions of Articles 136(2) to (5), (7) to (9), 139(3) and
140(1), (2) and (5) shall apply mutatis mutandis to
request for correction under paragraph (1). In such cases, "before
issuance of a notification of closure of the trial examination
under Article 162(3) (where the trial examination is reopened
under Article 162(4), before a subsequent notification of the
closure of the trial examination is issued under Article 162(3))"
in Article 136(9) shall read "within the designated period where
there is a notification issued under Article 136(5)".
(4)
Where a decision is rendered to allow correction of the
specification or drawings of a patented invention, Commissioner of
the Korean Intellectual Property Office shall publish the contents
of the correction in the Patent Gazette.
Article
78 【Suspension
of Examination or Litigation Proceedings】
(1)
The examination procedure of a patent application or an opposition
to the grant of a patent may, if necessary, be suspended until a
decision on an opposition or a trial becomes conclusive or
litigation proceedings have been completed.
(2)
The court may, if necessary, suspend the proceedings until the
examiner's decision on a patent application or an opposition to
the grant of a patent becomes final and conclusive.
(3)
No appeal shall be made against the suspension under paragraphs
(1) and (2).
Article
78bis 【Mutatis Mutandis Application of
Provisions
Concerning Trials to Opposition】
The
provisions of Articles 141(1) to (3), 142, 148(i) to (v), (vii),
154(8), 157, 165(3) to (6) and 166 shall apply mutatis mutandis to the
examination and decision of oppositions.
CHAPTER
IV
PATENT
FEES AND PATENT REGISTRATIONS, ETC.
Article
79 【Patent
Fees】
(1)
A person who wishes to register a patent right, or a patentee
under Article 87(1), shall pay the patent fees.
(2)
Matters necessary to the payment of patent fees, including the
method and time limits for the payment of patent fees under
paragraph (1), shall be prescribed by the Ordinance of the
Ministry of Commerce, Industry and Energy.
Article
80 【Payment
of Patent Fees by Interested Party】
(1)
Regardless of the intent of a person liable to pay patent fees
under the terms of Article 79(1), any interested party may pay the
patent fees.
(2)
An interested party who has paid the patent fees in accordance
with paragraph (1) may demand reimbursement of his expenses to the
extent that the person liable to pay is currently making a
profit.
Article
81 【Late
Payment of Patent Fees】
(1)
A patentee or any person wishing to register a patent right may
make late payment of the patent fees within six months following
the expiration of the payment period prescribed under Article
79(2).
(2)
Where patent fees are paid late under paragraph (1), an amount
equivalent to twice the patent fees shall be paid.
(3)
If the patentee or a person wishing to register a patent right
does not pay the patent fees within the extended period provided
for under paragraph (1), the patent application shall be deemed to
have been abandoned and the patent right concerned shall be deemed
to have been extinguished retroactively to the time when the
period for payment of the patent fees expired.
Article
81bis 【Recovery
of a Patent application or Patent Right by Late Payment of the
Patent Fees】
(1)
If a patentee or any person wishing to register a patent right has
failed to observe the time limit for late payment of the patent
fees under Article 81(1) due to unavoidable circumstances, he may
make late payments of the patent fees within fourteen days after
said reason ceases to exist. However, this provision
shall not apply where six months has elapsed after said period
expires under Article 81(1).
(2)
Where late payment of the patent fees is submitted in accordance
with paragraph (1), notwithstanding the provision of Article
81(3), the patent application shall be deemed not to have been
abandoned and the concerned patent right shall be deemed to have
continued retroactively from the date on which the period for
payment of the patent fees expired.
(3)
The effects of a patent application or a patent right under
paragraph (2) shall not extend to another person's working of the
patented invention from the date of expiration of the extended
period for late payment of the patent fees to the date of
submittal of late payment of the patent fees (hereinafter referred
to as an "the term of limited effect").
(4)
During the term of limited effect, a person who has been
commercially or industrially working or preparing to work an
invention in good faith under a patent application or patent right
in accordance with paragraph (2) in the Republic of Korea, shall
have a non-exclusive license on that patent right under the patent
application. Said
license shall be within
the scope of the object of the invention or business that he/she
is working or preparing to work.
(5)
A person who has been granted a non-exclusive license in
accordance with paragraph (4) shall pay reasonable remuneration to
the patentee or exclusive licensee.
Article
82 【Official
Fees】
(1)
A person initiating a patent-related procedure shall pay the
official fees.
(2)
Where the number of claims is increased because of amendments to
the specification after a request for examination made by a person
other than the applicant, the applicant shall pay the fees for the
request for examination corresponding to the increased number of
claims.
(3)
Matters necessary to the payment of official fees, including the
method and time limits for payment of the fees under paragraph
(1), shall be prescribed by the Ordinance of the Ministry of
Commerce, Industry and Energy.
Article
83 【Reduction
or Exemption of Patent Fees or Official Fees】
(1)
Notwithstanding Articles 79 and 82, the Commissioner of the Korean
Intellectual Property Office shall grant an exemption from the
payment of patent fees or official fees in the following
situations:
(i)
official fees or patent fees corresponding to the patent
applications or patent rights belonging to the State; or
(ii)
fees related to requests for an invalidation trial made by an
examiner under Articles 133(1), 134(1) or 137(1).
(2)
Notwithstanding Articles 79 and 82, where the patent application
has been filed by an entitled person in accordance with Article 3
of the National Assistance Law, or a person prescribed by the
Ordinance of the Ministry of Commerce, Industry and Energy, the
Commissioner of the Korean Intellectual Property Office may reduce
or exempt the payment of the fees prescribed by the Ordinance of
the Ministry of Trade, Industry and Energy and the for the patent
fees for obtaining the registration of a patent right for the
first three years.
(3)
A person who wishes to take advantage of reduced fees or exemption
from the payment of the patent fees or official fees in accordance
with paragraph (2) shall submit the documents prescribed by the
Ordinance of the Ministry of Commerce, Industry and Energy to the
Commissioner of the Korean Intellectual Property Office.
Article
84 【Refund
of Patent Fees, etc.】
(1)
Patent fees and official fees which have been paid shall not be
refunded. However, in the following cases such fees shall be
refunded upon a request by the person who made such payment:
(i)
patent fees or official fees paid by mistake;
(ii)
portion corresponding to the patent fee for the years subsequent
to the year in which a decision of revocation of a patent
or a decision of invalidation on the patent becomes final and
conclusive; or
(iii)
portion corresponding to the patent fee for the years subsequent
to the year in which a decision of invalidation on the
registration of patent term extension becomes final and
conclusive.
(2)
When Patent fees and official fees have been paid incorrectly, the
Commissioner of the Korean Intellectual Property Office shall
issue a notification to the party who paid said Patent fees and
official fees.
(3)
The refund of the patent fees and official fees under paragraph
(1)(i) may not be claimed if more than one year has elapsed from
the date of notification of the incorrect payment, and the refund
of the portions corresponding to the patent fee under
subparagraphs (ii) and (iii) of said paragraph may not be claimed
after one year from the date when a decision of revocation of the
patent or a decision of invalidation of the patent becomes final
and conclusive.
Article
85 【Patent
Register】
(1)
The Commissioner of the Korean Intellectual Property Office shall
keep the Patent Register at the Korean Intellectual Property
Office and shall register the following matters:
(i)the
establishment, transfer, extinguishment, restriction on disposal
or extension of the term of a patent right;
(ii)the
establishment, maintenance, transfer, modification,
extinguishment, or restriction on disposal of an exclusive or
non-exclusive license; and
(iii)the
establishment, transfer, modification, extinguishment or
restriction on the disposal of a pledge on a patent right or on an
exclusive or non-exclusive license.
(2)
All or parts of the Patent Register under paragraph (1) may be
stored on magnetic tapes, etc.
(3)
Necessary information relating to the matters and procedures of
registration not provided for in paragraphs (1) or (2) shall be
prescribed by Presidential Decree.
(4)
Specifications and drawings of patent applications and documents
prescribed by Presidential Decree are considered to be part of the
Patent Register.
Article
86 【Issuance
of Certificate of Patent Registration】
(1)
When a patent right has been registered, the Commissioner of the
Korean Intellectual Property Office shall issue the certificate of
patent registration to the patentee.
(2)
Where the certificate of patent registration do not coincide with
the patent register or other documents, the Commissioner of the
Korean Intellectual Property Office shall reissue the certificate
of patent registration with amendments, or issue new letters
patent upon request or ex
officio.
(3)
When a decision on a trial for amendment under Article 136(1) has
become final and conclusive, the Commissioner of the Korean
Intellectual Property Office shall issue new certificate of patent
registration in accordance with the trial decision.
CHAPTER
V
PATENT
RIGHT
Article
87 【Registration
of Establishment of Patent Right and
Publication
of Registration】
(1)
A patent right shall enter into effect upon establishment of
registration thereof.
(2)
Where patent fees have been paid in accordance with Article 79(1)
or where an exemption from the payment of patent fees has been
granted under Article 83(1)(i) and (ii), the Commissioner of the
Korean Intellectual Property Office shall register the patent
right. However, in
cases that fall under any of the following subparagraphs, a patent right shall be registered only if an utility model right concerned
is abandoned:
(i)
in a case where the establishment of an utility model right has
been registered with respect to an application for utility model
registration which forms the basis of a dual application in such a
dual application; and
(ii)
in a case where a dual application (hereinafter referred to as a
"dual application for utility model registration" in this
subparagraph) has been filed under Article 17 of the Utility Model
Law on the basis of an application for a patent and where the
establishment of an utility model right has been registered with
respect to the dual application for utility model
registration.
(3)
Where a registration has been made under paragraph (2), the
Commissioner of the Korean Intellectual Property Office shall
publish the grant of the patent together with the relevant
information in the Patent Gazette.
(4)
The publication of the registration of a patent for an invention
required to be treated confidentially shall be reserved until it
is declassified upon declassification, the registration shall be
published without delay.
(5)
The Commissioner of the Korean Intellectual Property Office shall
provide the application documents and the attached materials
thereof for public inspection for a period of three months from
the date of publication of registration.
(6)
Matters to be published in the Patent Gazette with respect to the
publication of registration under paragraph (3) shall be
prescribed by the Presidential Decree.
Article
88 【Term
of Patent Right】
(1)
The term of a patent right shall commence upon registration of the
patent right under Article 87(1) and be in force for twenty years
from the filing date of the patent
application.
(2)
Where a patent is granted to a lawful holder of the right under
Article 34 or 35, the term of a patent right under paragraph (1)
shall be calculated from the date following the filing date of the
patent application by the unentitled person.
(3)
Deleted.
(4)
Where a patent application is deemed to have been filed at the
time of submission of a dual application under Article 49(2), the
term of patent right under paragraph (1) of this Article shall
commence upon registration of the patent right and be in force for
twenty years from the filing date of the utility model application
that is the basis of the dual application.
Article
89 【Extension
of Term of Patent Right】
Notwithstanding
the provisions of Article 88(1), where authorization or
registration under provisions of other laws or regulations were
required in order to work a patented invention, and it has taken
an extended period of time to complete the activity test, the
safety tests, etc., necessary to obtain such authorization or
registration (hereinafter referred to as a "authorization") and
which is prescribed by the Presidential Decree, the term of the
patent right may be extended by a period, up to five years, during
which the patented invention could not have been worked.
Article 90 【Application
for Registration of Extension of Term
of
Patent Right】
(1) A person
who wishes to apply for the registration of extension of a patent
right under Article 89 (hereinafter referred to as "applicant for
registration of extension") shall submit an application for
registration of an extension of the term of a patent right to the
Commissioner of the Korean Intellectual Property Office stating
each of the following:
(ⅰ)
the name and domicile of the applicant for registration of
extension (if the applicant is a legal entity, the title and
location of place of business);
(ⅱ)
the name and domicile, or location of place of business, of the
agent, if designated ( the name, location of office and designated
attorney’s name, if the agent is a patent corporation);
(ⅲ)
the identification by its patent number of the patent for which an
extension is applied, and the claims of that patent;
(ⅳ)
the period of extension applied for;
(ⅴ)
the requirements for authorization under Article 89; and
(ⅵ)
the grounds for extension as prescribed by the Ordinance of the
Ministry of Commerce, Industry and Energy (accompanied by
materials substantiating said grounds).
(2) The
application for registration of an extension of the term of a
patent right shall be filed within three months from the date the
authorization under Article 89 was obtained; however, the
application may not be filed when the unexpired length of the term
as provided for in Article 88 is less than six months.
(3) Where the
patent is owned by joint owners, an application for registration
of an extension of the term of a patent right shall be made in the
names of all the joint owners.
(4) Where an
application for registration of an extension of term of a patent
right has been filed, the term shall be deemed to have been
extended, except where decision of refusal for registration of
extension of term under Article 91(1) has become final and
conclusive.
(5) Where an
application for registration of an extension of the term of a
patent right has been filed, the Commissioner of the Korean
Intellectual Property Office shall publish the information
prescribed in paragraph (1) in the Patent Gazette.
(6) An
applicant for registration of an extension may make an amendment
to the matter of paragraph (1)(iii) to (vi) in the application for
registration of an extension (except the patent number
(Subparagraph iii) of the patent right to be extended) if said
amendment is made before the examiner transmits a certified copy
of decision for registration or refusal of the
extension.
Article 91 【Decision of
Refusal on Registration of
Extension of
the Term of Patent Right】
(1) The
examiner shall make a decision to refuse an extension of the term
of a patent right where it falls under any of the following
situations:
(ⅰ)
where it is deemed that the authorization under Article 89 is not
necessary for working the patented invention;
(ⅱ)
where the patentee, or a person who has an exclusive or
non-exclusive license under the patent right has not obtained the
authorization under Article 89;
(ⅲ)
where the term for which an extension is applied exceeds the time
period during which the patented invention could not have been
worked;
(ⅳ)
where the applicant for registration of an extension is not the
patentee; or
(ⅴ)
where the application for registration of an extension is made in
violation of the provisions of Article 90(3).
(ⅵ)
deleted
(2) "The time
period during which the patented invention could not have been
worked," as referred to in paragraph (1)(iii), shall not include
any period which has elapsed for reasons attributable to the
patentee.
Article 92 【Decision etc.,
on Registration for
Extending Term
of Patent Right】
(1) Where the
examiner finds no reason under any of the subparagraphs of Article
91(1) to refuse an application for an extension of the term of a
patent right, he or she shall render a decision to grant said
extension.
(2) When a
decision of extension has been made under paragraph (1), the
Commissioner of the Korean Intellectual Property Office shall
register the extension of the term of the patent right in the
Patent Register.
(3) When the
registration under paragraph (2) has been made, the information
prescribed in the following subparagraphs shall be published in
the Patent Gazette:
(ⅰ)
the name and domicile of the patentee (if the patentee is a legal
entity, the title and location of place of business);
(ⅱ)
the patent number;
(ⅲ)
the date of registration of the extension;
(ⅳ)
the period of the extension; and
(ⅴ)
the requirements, etc., for the authorization under Article 89.
Article 93 【Mutatis
Mutandis Application of Provisions】
The provisions
of Articles 57 (1), 63, 67 and 148 (1) to (5) and (7) shall apply
mutatis mutandis to the examination of an application for the
registration of an extension of the term of a patent right.
Article 94 【Effects of
Patent Right】
A patentee
shall have the exclusive right to work a patented invention both
commercially and industrially. However, where the patent right is
the subject of an exclusive license, this provision shall not
apply to the extent that the exclusive licensee has the exclusive
right to work the patented invention under Article 100(2).
Article 95 【Effects of
Patent Right the Term of
Which Has Been
Extended】
The effects of a patent
right, the term of which has been extended, shall not extend to
any other acts except the working of the patented invention with
respect to such products for which an authorization was the basis
for registering the extension (or where the authorization was
obtained for any specific use of the product, with respect to the
product adapted for such specific use).
Article 96 【Limitations on
Patent Right】
(1) The
effects of the patent right shall not extend to the following:
(ⅰ)
working of the patented invention for the purpose of research or
experiment;
(ⅱ)
vessels, aircraft or vehicles merely passing through the Republic
of Korea or machinery, instruments, equipment or other accessories
used therein; or
(ⅲ)
articles existing in the Republic of Korea at the time the patent
application was filed.
(2) The
effects of the patent right for inventions of medicines (namely,
products used for diagnosis, therapy, alleviation, medical
treatment or prevention of human disease, hereinafter referred to
as "medicines") manufactured by mixing two or more medicines, or
for inventions of processes for manufacturing medicines by mixing
two or more medicines, shall not extend to the acts of dispensing
medicines in accordance with the Pharmaceutical Affairs Law or to
medicines manufactured by such acts.
Article 97 【Scope of
Protection of Patented Invention】
The scope of
protection conferred by a patented invention shall be determined
by the subject matters described in the claims.
Article 98 【Relation to
Patented Invention, etc. of Another Person】
Where the
working of a patented invention would infringe another person's
patented invention, registered utility model or registered design
or similar design under an application filed prior to the filing
date of the patent application concerned, or where a patent right
conflicts with another person's design right or trademark right
under an application for registration for a design right or
trademark right filed prior to the filing date of the patent
application concerned, the patentee, exclusive licensee or
non-exclusive licensee shall not work the patented invention
commercially or industrially without the license of the owner of
the earlier patent, utility model right, or design right, or
trademark right except where Article 138(1) applies.
Article 99 【Assignment and
Co-ownership of a Patent Right】
(1) A patent
right may be assigned.
(2) Where a
patent right is owned jointly, each co-owner of the patent right
may neither assign his share nor establish a pledge upon it
without the consent of all the other co-owners.
(3) Where the
patent right is owned jointly, each co-owner may, except as
otherwise agreed by a contract among all the joint owners, work
the patented invention by himself without the consent of the other
joint owners.
(4) Where the
patent right is owned jointly, a co-owner of the patent right may
not grant an exclusive license or a non-exclusive license of the
patent right without the consent of all the other joint owners.
Article 100 【Exclusive
License】
(1) A patentee
may grant an exclusive license of the patent right to others.
(2) An
exclusive licensee having been granted an exclusive license under
paragraph (1), shall have the exclusive right to work the patented
invention commercially or industrially to the extent provided for
in the license contract.
(3) An
exclusive licensee may not transfer the license without the
consent of the patentee, except where it is transferred together
with the underlying business of the licensee, by inheritance or
other general succession.
(4) An
exclusive licensee may not establish a pledge or grant a
non-exclusive license on the exclusive license without the consent
of the patentee.
(5) The
provisions of Article 99(2) to (4) shall apply mutatis mutandis to
an exclusive license.
Article 101 【Effects of
Registration of a Patent Right
and
an Exclusive License】
(1) The
following shall be of no effect unless they are registered:
(ⅰ)
the transfer (except through inheritance or other general
succession) or extinguishment by abandonment, or restriction on
the disposal of a patent right;
(ⅱ)
the grant, transfer (except through inheritance or other general
succession), modification, extinguishment (except through
confusion), or restriction on the disposal; or of an exclusive
license; or
(ⅲ)
the establishment, transfer (except through inheritance or other
general succession) modification, extinguishment (except
through confusion), or restriction on the disposal of a pledge
on a patent right or exclusive license.
(2)
Inheritance of, or other general succession relating to a patent
right, exclusive license, and pledge under paragraph (1) shall be
notified without delay to the Commissioner of the Korean
Intellectual Property Office.
Article 102 【Non-exclusive
License】
(1) A patentee
may grant to others a non-exclusive license on his patent right.
(2) A
non-exclusive licensee shall have the right to work the patented
invention commercially or industrially to the extent prescribed in
the Patent Law or provided for by the license contract.
(3) A
non-exclusive license granted under Article 107 may only be
transferred together with the underlying business..
(4) A
non-exclusive license under Article 138 of the Patent Law, Article
53 of the Utility Model Law, or Article 70 of the Design Law shall
be transferred together with the patent right, utility model
right, or design right concerned and shall be extinguished at the
same time as the patent, utility model or design right concerned
is extinguished.
(5) A
non-exclusive license, other than those described in paragraphs
(3) and (4), may not be transferred without the consent of the
patentee (or the patentee and the exclusive licensee in the case
of a non-exclusive license on an exclusive license), unless the
transfer is made together with the underlying business or through
inheritance or other general succession.
(6) A pledge
may not be established on a non-exclusive license, other than
those under paragraphs (3) and (4), without the consent of the
patentee (or the patentee and the exclusive licensee in case of a
non-exclusive license on an exclusive license).
(7) The
provisions of Article 99(2) and (3) shall apply mutatis mutandis
to the non-exclusive license.
Article 103 【Non-exclusive
License by Prior Use】
Where, at the
time of filing of a patent application, a person who has made an
invention without having prior knowledge of the contents of an
invention described in an existing patent application, or has
learned how to make the invention from such a person and has been
working the invention commercially or industrially, in the
Republic of Korea, in good faith, or has been making preparations
therefor, shall have a non-exclusive license on that patent right
for the invention under the patent application. Such license shall be
limited to the invention which is being worked, or for which
preparations for working have been made, and to the purpose of
such working or preparations.
Article 104 【Non-exclusive
License Due to Working Prior to
Registration
of Request for Invalidation Trial】
(1) Where a
person falling within any of the following subparagraphs has been
working an invention, in the Republic of Korea, commercially or
industrially, or has been making preparations therefor, prior to
the registration of a request for an invalidation trial of the
patent or registered utility model concerned, without knowing that
his patented invention is subject to invalidation, or has been
working a device, in the Republic of Korea, commercially or
industrially, or has been making preparations therefor, on the
basis of a maintenance decision as prescribed in Article 25(2) of
the Utility Model Law or without knowing that his registered
utility model is subject to invalidation notwithstanding any due
care, such person shall have a non-exclusive license on that
patent right or have an non-exclusive license on the exclusive
license to a patent right existing at the time when the patent or
the utility model registration was invalidated, but such
non-exclusive license shall be limited to the invention or device
which is being worked or for which preparations for working are
being made and to the purpose of such working or the preparations
therefor:
(ⅰ)
the original patentee, where one of two or more patents granted
for the same invention has been invalidated;
(ⅱ)
the original owner of a utility model right, where a patented
invention and a device registered as a utility model are the same
and the utility model registration has been invalidated;
(ⅲ)
the original patentee, where his patent has been invalidated and a
patent for the same invention has been granted to an entitled
person;
(ⅳ)
the original owner of a utility model right, where his utility
model registration has been invalidated and a patent for the same
invention as the device has been granted to an entitled person; or
(ⅴ)
in the cases referred to in subparagraphs (i) to (iv), a person
who, at the time of registration of the request for an
invalidation trial of the invalidated patent right or utility
model right, has been granted an exclusive license or a
non-exclusive license, or non-exclusive license on the exclusive
license and such license has been registered; however, a person
falling under Article 118(2) is not required to register the
license.
(2) A person
who has been granted a non-exclusive license in accordance with
paragraph (1) shall pay reasonable remuneration to the patentee or
exclusive licensee.
Article 105 【Non-exclusive
License After Expiration of a Design Right】
(1) Where a
design right under an application which resulted in the granting
of a registration, filed prior to or on the filing date of a
patent application, conflicts with the patent right and the term
of the design right has expired, the owner of such design right
shall, to the extent of such design right, have a non-exclusive
license on the patent right or the exclusive license existing at
the time when the design right expired.
(2) Where a
design right under an application which resulted in the grant of a
registration, filed prior to or on the filing date of a patent
application, conflicts with the patent right and the term of the
design right has expired, a person who at the time of expiration,
has an exclusive license on the expired design right or
non-exclusive license under Article 118(1) of this Law, as applied
under Article 61 of the Design Law, to the design right or the
exclusive license shall, to the extent of the expired right, have
a non-exclusive license on the patent right concerned or on the
exclusive license existing at the time when the design right
expired.
(3) A person
who has been granted a non-exclusive license under paragraph (2)
shall pay reasonable remuneration to the patentee or exclusive
licensee.
Article 106 【Expropriation
of Patent Right】
(1) If a
patented invention is necessary for national defense in time of
war, incident or other similar emergency (hereinafter referred to
as an "emergency"), the Government may expropriate the patent
right, work the patented invention, or require a person other than
the Government to work the patented invention.
(2) If a
patent right is expropriated, rights to the invention other than
the patent right shall be extinguished.
(3) If the
Government expropriates the patent right, or the Government or a
person concerned other than the Government works the patented
invention under paragraph (1), the Government or that person shall
pay reasonable remuneration to the patentee, exclusive licensee or
non-exclusive licensee.
(4) Matters
necessary for the expropriation, working of a patent right as well
as payment in compensation therefor shall be prescribed by
Presidential Decree.
Article 107 【Adjudication
for Grant of Non-exclusive License】
(1) Where a
patented invention falls under any of the following subparagraphs,
a person who intends to work the patented invention may request
the Commissioner of the Korean Intellectual Property Office to
adjudicate (hereinafter referred to as an "adjudication") for the
authorization of a non-exclusive license thereon; however, a
request for adjudication under the following subparagraphs (i) and
(ii) may only be made if consultations with the patentee or
exclusive licensee is not possible or no agreement is reached at
the consultation:
(ⅰ)
where the patented invention has not been worked for more than
three consecutive years in the Republic of Korea, except in the
case of natural disaster, unavoidable circumstances or other
justifiable reasons prescribed by Presidential Decree;
(ⅱ)
where the patented invention has not continuously been worked
commercially or industrially in the Republic of Korea on a
substantial scale during a period of three years or more without
justification, or where the domestic demand for the patented
invention has not been satisfied to an appropriate extent and
under reasonable conditions;
(ⅲ)
where the working of the patented invention is necessary for
public non-commercial use; or
(ⅳ)
where the working of a patented invention is necessary to remedy a
practice determined to be anti-competitive after the judicial or
administrative process.
(2) The
provisions of paragraph (1)(i) and (ii) shall not apply unless a
period of four years has lapsed from the filing date of the
application for to the patented invention.
(3) In
adjudication for the authorization of a non-exclusive license, the
Commissioner shall consider the necessity of each and every claim.
(4) In
adjudication for the authorization of a non-exclusive license, the
Commissioner shall impose such conditions that the use of patented
inventions through the non-exclusive license shall be limited
predominantly to the supply of the domestic market; however, this
provision need not apply where the authorization is ruled based on
the request set forth in subparagraph (1)(iv).
(5) In
adjudication for the authorization of a non-exclusive license set
forth in subparagraph (1)(i), the Commissioner may take into
account the need to amend anti-competitive practices in
determining the amount of remuneration.
(6) With
respect to semi-conductor technology, the request for adjudication
can be made only in the cases set forth in subparagraph (1)(iii)
and (1)(iv).
Article 108 【Submission of
Response】
Where a
request for adjudication has been made the Commissioner of the
Korean Intellectual Property Office shall transmit a copy of the
written request to the patentee or exclusive licensee mentioned in
the request and to any other persons having any registered right
relating to the patent, and shall give them an opportunity to
submit a response within the time limit.
Article 109 【Solicitation
of Opinion from the Intellectual
Property
Rights Dispute
Committee】
Before making
an adjudication, the Commissioner of the Korean Intellectual
Property Office shall solicit an opinion from the Intellectual
Property Rights Dispute Committee established under Article 29 of
the Invention Protection Law.
Article 110 【Formality of
Adjudication】
(1) An
adjudication shall be made in writing and shall state the reasons
therefor.
(2) The
following matters shall be specified in an adjudication under
paragraph (1):
(ⅰ)
the scope and duration of the non-exclusive license; and
(ⅱ)
the remuneration for the license and the method and time of
payment.
Article 111 【Transmittal of
Certified Copies of Adjudication】
(1) Where an
adjudication is made, the Commissioner of the Korean Intellectual
Property Office shall transmit certified copies of the
adjudication to the parties and any other persons having the
registered right relating to the patent.
(2) When a
copy of an adjudication has been transmitted to the parties under
paragraph (1), a consultation to the terms as specified in the
adjudication shall be deemed to have been held by the parties.
Article 112 【Deposit of
Remuneration】
A party who is
obligated to pay a remuneration under Article 110(2)(ii) shall
make a deposit thereof under the following circumstances:
(ⅰ)
where the party entitled to receive the remuneration refuses or is
unable to receive it;
(ⅱ)
where an action under Article 190(1) has been brought with respect
to the remuneration; or
(ⅲ)
where the patent right or exclusive license is the subject of a
pledge, except where the pledgee has consented.
Article 113 【Lapse of
Adjudication】
Where a person
who was granted the adjudication on the authorization fails to pay
or deposit the remuneration (or the first installment thereof, if
payment is to be made periodically or by installments) under
Article 110(2)(ii) by the time such payment is due, the
adjudication shall lose its effect.
Article 114 【Cancellation
of Adjudication】
(1) Where a
person who was granted the adjudication on the authorization falls
under any of the following subparagraphs, the Commissioner of the
Korean Intellectual Property Office may cancel the adjudication,
ex officio or upon the request by any interested party. However,
in case of subparagraph (ii), such action shall protect the
non-exclusive license's lawful interests:
(ⅰ)
where the working of the patented invention is not within the
purpose of the adjudication; and
(ⅱ)
where the grounds for the adjudication on the authorization of
non-exclusive license disappears and it is deemed that such
grounds will not reoccur.
(2) The
provisions of Articles 108, 109, 110(1) and 111(1) shall apply
mutatis mutandis paragraph (1) of the Article.
(3) The
non-exclusive license shall be extinguished upon cancellation of
the ruling under paragraph (1) of this Article.
Article 115 【Restriction on
Reason for Objections to Adjudication】
Where a
request for an administrative trial has been filed under Article
3(1) of the Administrative Trial Law or a revocation action has
been brought under the Administration Litigation Law as to the
adjudication, the remuneration determined in the adjudication
shall not be a basis for objection.
Article 116 【Cancellation
of Patent Right】
(1) Where a
patented invention has not been continuously worked in the
Republic of Korea for a period of two years or more from the date
of an adjudication under Article 107(1), the Commissioner of the
Korean Intellectual Property Office may cancel the patent right,
ex officio, or upon the request of any interested party.
(2) The
provisions of Articles 108, 109, 110(1) and 111(1) shall apply
mutatis mutandis to paragraph (1) of this Article.
(3) The patent
right shall be extinguished upon cancellation of a patent right
under paragraph (1) of this Article.
Article 117 Deleted
Article 118 【Effects of
Registration of Non-exclusive License】
(1) When a
non-exclusive license has been registered, it shall also be
effective against any person who subsequently acquires the patent
right or an exclusive license.
(2) A
non-exclusive license granted under Articles 39(1), 81bis(4), 103
to 105, 122, 182 or 183 shall have the same effect as prescribed
under paragraph (1) of this Article even if it has not been
registered.
(3) The
transfer, modification, extinguishment or restriction on disposal
of a non-exclusive license or the establishment, transfer,
modification, extinguishment or restriction on disposal of a
pledge relating to a non-exclusive license shall not be effective
against a third party unless it is registered.
Article 119 【Restriction on
Abandonment of Patent Right, etc.】
(1) A patentee
shall not abandon his patent right without the consent of the
exclusive licensee, pledgee, or non-exclusive licensee under
Article 39(1), 100(4) or 102(1).
(2) An
exclusive licensee shall not abandon his exclusive license without
the consent of the pledgee or non-exclusive licensee under Article
100(4).
(3) A
non-exclusive licensee shall not abandon his non-exclusive license
without the consent of the pledgee.
Article 120 【Effects of
Abandonment】
The patent
right, or license thereon, shall be extinguished as of the time of
abandonment of a patent right or of an exclusive or non-exclusive
license.
Article 121 【Pledge】
Where a patent
right or an exclusive or non-exclusive license is the subject of a
pledge, the pledgee may not work the patented invention except as
otherwise provided by contract.
Article 122 【Non-exclusive
License Incidental to Transfer of
Patent Right
by Exercise of a Pledge Right】
If a patentee
works a patented invention prior to the establishment of a pledge
on the patent right, the patentee shall have a non-exclusive
license on the patented invention even if the patent right is
transferred by an auction; however, in such case, the patentee
shall pay reasonable remuneration to the person to whom the patent
right is transferred by an auction, etc.
Article 123 【Subrogation of
Pledge Right】
A pledge may
be exercised against the remuneration provided for under the
Patent Law or against remuneration or goods to be received for the
working of the patented invention; however, an attachment order
shall be obtained prior to the payment or delivery of the
remuneration or goods.
Article 124 【Extinguishment
of Patent Right in Absence of Successor】
A patent right
shall be extinguished when no successor exists at the time of
succession.
Article 125 【Report on
Working of Patent】
The
Commissioner of the Korean Intellectual Property Office may
require a patentee, exclusive licensee or non-exclusive licensee
to report as to whether the patented invention has been worked or
not, the extent of such working, etc.
Article 125bis 【The title of
execution on amount of compensation and remuneration】
A final and
conclusive ruling by the commissioner of the Korean Intellectual
Property Office on the amount of the compensation or remuneration
to be paid under the Patent Law shall have the same effect as an
enforceable title of execution; the legal writ, which has the
force of execution, shall be given by an official of the Korean
Intellectual Property Office.
Article 126 【Injunction,
etc., Against Infringement】
(1) A patentee
or exclusive licensee may demand a person who is infringing or is
likely to infringe on his patent right to discontinue or refrain
from such infringement.
(2) A patentee
or an exclusive licensee acting under paragraph (1) may demand the
destruction of the articles by which the act of infringement was
committed (including the products obtained by the act of
infringement in cases of a process invention for manufacturing the
products), the removal of the facilities used for the act of
infringement, or other measures necessary to prevent the
infringement.
Article 127 【Acts Deemed to
be Infringement】
The following
acts shall be deemed to be infringements on a patent right or an
exclusive license:
(ⅰ)
in the case of an invention of a product, acts of making,
assigning, leasing, importing, or offering for assignment or lease
articles used exclusively for producing such products; and
(ⅱ)
in the case of an invention of process, acts of making, assigning,
leasing, importing or offering for assignment or lease articles
used exclusively for working such a process.
Article 128 【Presumption,
etc., of Amount of Damage】
(1)
Where a patentee or exclusive licensee claims compensation from a
person who has intentionally or negligently infringed a patent
right or exclusive license for damages caused by the infringer's
transfer of infringing articles, the amount of damages may be may
be calculated as the number of transferred articles multiplied by
the profit per unit of the articles that the patentee or exclusive licensee might have sold in the absence of
said infringement. Provided
that, said compensation may not exceed an amount calculated as
follows: the estimated profit per unit multiplied by the number of
products that the patentee or
exclusive licensee could have produced subtracted by the number of
articles actually sold. However, where the patentee or exclusive licensee was
unable to sell his or her product for reasons other than
infringement, a sum calculated according to the number of articles
subject to said circumstances shall be deducted.
(2) Where a
patentee or exclusive licensee claims compensation for damages
from a person who has intentionally or negligently infringed a
patent right or exclusive license, the profits gained by the
infringer as a result of the infringement shall be presumed to be
the amount of damage suffered by the patentee or exclusive
licensee.
(3) Where a
patentee or exclusive licensee claims compensation for damages
from a person who has intentionally or negligently infringed a
patent right or exclusive license, the pecuniary amount which he
would normally be entitled to receive for the working of the
patented invention may be claimed as the amount of damage suffered
by the patentee.
(4)
Notwithstanding paragraph (3), where the amount of actual damages
exceeds the amount referred to in paragraph (3), the amount in
excess may also be claimed as compensation for damage. In such a case, the court
may take into consideration the fact that there has been neither
willfulness nor gross negligence on the part of the person who has
infringed the patent right or the exclusive license when awarding
damages.
(5) In
litigation relating to a patent right or exclusive license, where
the court recognizes that the nature of the facts of the case make
it difficult to provide evidence proving the amount of damage that
has occurred, notwithstanding paragraphs (1) to (4), the court may
determine a reasonable amount on the basis of an examination of
the evidence and on a review of all the arguments.
Article 129 【Presumption of
the Patented Process to Manufacture】
Where one
product is identical to another product manufactured by a patented
process, the former shall be presumed to have been manufactured by
the patented process of the latter except where any one of the
following subparagraphs applies:
(ⅰ)
inventions publicly known or worked in the Republic of Korea prior
to the filing of the patent application; or
(ⅱ)
inventions described in a publication distributed in the Republic
of Korea or in a foreign country or inventions made available to
the public through electronic telecommunication lines prescribed
by Presidential Decree prior to the filing of the patent
application.
Article 130 【Presumption of
Negligence】
A person who
has infringed a patent right or exclusive license of another
person shall be presumed to have been negligent regarding such act
of infringement.
Article 131 【Recovery of
Reputation of Patentee, etc.】
Upon the
request of a patentee or exclusive licensee, the court may, in
lieu of damages or in addition thereto, order the person who has
injured the business reputation of the patentee or exclusive
licensee by intentionally or negligently infringing the patent
right or exclusive license to take necessary measures to restore
the business reputation of the said patentee or exclusive
licensee.
Article 132 【Submission of
Documents】
In litigation
relating to the infringement of a patent right or exclusive
license, the court may, upon the request of a party, order the
other party to submit documents necessary for the assessment of
damages caused by the infringement. However, this provision shall
not apply when the person possessing the documents has justifiable
reason for refusing to submit them.
CHAPTER Ⅶ
TRIAL
Article 132bis 【Intellectual
Property Tribunal】
(1) The
Intellectual Property Tribunal shall be established under the
jurisdiction of the Commissioner of the Korean Intellectual
Property Office to be responsible for trials and retrials
regarding patents, utility models, designs and trademarks and
investigation and research thereof.
(2) The
Intellectual Property Tribunal shall be composed of the President
and trial examiners.
(3) Matters
necessary for the organization, personnel and operation of the
Intellectual Property Tribunal shall be determined by Presidential
Decree.
Article 132ter 【Trial Against
a Decision of Refusal or Revocation of a Patent, etc.】
Where a person
has received a decision of refusal of a patent, revocation of a
patent, or a decision of refusal of an application for extension
of the term of a patent right under Article 91, such person may
request a trial within thirty days from the date of receipt of the
certified copy of the decision.
Article
132quater Deleted
Article 133 【Invalidation
Trial of Patent】
(1) In the
following cases, an interested party or an examiner may request a
trial to invalidate a patent and for patent containing two or more
claims, a request for an invalidation trial may be made for each
claim:
(ⅰ)
where a patent has been granted contrary to Articles 25, 29, 31,
32, 36(1) to (3), 42(3), (4), or 44;
(ⅱ)
where a patent has been granted to a person who is not entitled to
obtain the patent under Article 33(1);
(ⅲ)
where a patent has been granted in violation of a treaty;
(ⅳ)
where, after the grant of a patent, the patentee is no longer
capable of enjoying the patent right under Article 25, or the
patent no longer complies with a treaty; or
(iv)bis where an application
has been amended in violation of Article
47(2)
(ⅴ)
where a patent violates the provisions of the proviso of Article
87(2).
(2) A trial under paragraph
(1) of this Article may be requested even after the extinguishment
of a patent right.
(3) Where a
trial decision invalidating a patent has become final and
conclusive, the patent right shall be deemed never to have
existed; however, where a patent falls under paragraph (1)(iv) of
this Article and a trial decision invalidating the patent has
become final and conclusive, the patent right shall be deemed not
to have existed at the time when the patent first became subject
to the said paragraph.
(4) Where a
trial under paragraph (1) of this Article has been requested, the
presiding trial examiner shall notify the contents of the request
to the exclusive licensee of the patent right and any other
persons having registered rights relating to such patent.
Article 133bis 【Correction of
Patent During Invalidation Trial of Patent】
(1) Under
Article 133(1), a defendant may request corrections to the
specification or drawing(s) of a patented invention during the
course of an invalidation trial for reasons provided under Article
47(3) within the term designated under Article 147(1) or
159(1).
(2) When the
corrections have been requested under Paragraph(1), the presiding
trial examiner shall transmit a copy of the written request to the
defendant.
(3) The
provisions of Article 136(2) to (5), (7) to (11), 139(3) and
140(1), (2), (5) shall apply mutatis mutandis to a
request for correction. In their application, the provision "before
issuance of a notification of closure of the trial examination
under Article 162(3) (where the trial examination is reopened
under Article 162(4), before a subsequent notification of the
closure of the trial examination is issued under Article
162(3)" in Article
136(9) shall read "within the designated term where it would be
noticed under Article 136(5)"
Article 134 【Invalidation
Trial of Registration for Extension of Term of Patent
Right】
(1) In the
following cases, any interested party or examiner may request a
trial to invalidate the registration of an extension of the term
of a patent right:
(ⅰ)
where an extension had been registered with respect to the
application which did not require any authorization, etc., under
the provisions of Article 89 for the purpose of working the
patented invention;
(ⅱ)
where the authorization under the provisions of Article 89 was not
obtained by the patentee or an exclusive licensee thereof or a
registered non-exclusive licensee;
(ⅲ)
where the term extended by the registration of an extension
exceeds the period of time during which the patented invention
could not be worked;
(ⅳ)
where the registration of an extension has been effected on an
application made by a person other than the patentee;
(ⅴ)
where the registration of an extension has been effected on an
application made in violation of Article 90(3); or
(ⅵ)
deleted.
(2) The provisions of
Article 133(2) and (4) shall apply mutatis mutandis to a request
for a trial under paragraph (1) of this Article.
(3) Where a
trial decision that the registration of extension is to be
invalidated has become final and conclusive, the registration of
extension of the term shall be deemed to have never existed. However, where the
registration of extension falls under Article subparagraph
(1)(iii), an extension of the term exceeding the period during
which the patented invention could not be worked shall be deemed
to be not effective.
Article 135 【Trial to
Confirm the Scope of a Patent Right】
(1) A patentee
or an interested person may request a trial to confirm the scope
of a patent right.
(2) Where a
trial is requested to confirm the scope of a patent right under
paragraph(1), the confirmation shall apply to each claim if the
patent contains two or more claims.
Article 136 【Trial for
Correction】
(1) A patentee
may request a trial to correct the specification or a drawing(s)
for reasons provided under Article 47(3). However, this provision
shall not apply where an opposition to the patent or an
invalidation trial against the patent is pending before the Korean
Intellectual Property Office or the Intellectual Property
Tribunal.
(2) A
correction to the specification or a drawing(s) under Paragraph
(1) shall be limited in scope to the subject matter disclosed in
the specification or drawing(s) of the patented invention. However, where a clerical
error is corrected under Article 47(3)(ii), it shall be limited to
the scope of the subject matter of the specification or drawing(s)
originally attached to the application.
(3) Where
paragraph (1) applies, the claim shall neither be substantially
extended nor modified.
(4) Where
Article 47(3)(i) and (ii) apply under paragraph (1), the matters
which are described in the claim after correction shall be
regarded as having been patentable at the time of the filing of
the patent application.
(5) Where a
request for a trial for correction under paragraph (1) does not
comply with any of the subparagraphs of Article 47(3), extends
beyond the scope of paragraph (2), or is in violation of paragraph
(3) or (4), the trial examiner shall notify the petitioner and
provide reasons for the refusal of the request and give the
petitioner an opportunity to submit a response within a designated
time limit.
(6) A trial
for correction under paragraph (1) may be requested even after the
patent right has been extinguished, except in cases where the
patent has been revoked or invalidated by trial decision.
(7) A patentee
shall not request a trial for correction under paragraph (1)
without the consent of an exclusive licensee, a pledgee or a
nonexclusive licensee under Articles 39(1), 100(4) or 102(1).
(8) Where a
trial decision allowing the specification or drawing(s) of a
patented invention to be corrected becomes final and conclusive,
the patent application, the laying-open of the decision, and the
registration of the patent right shall be deemed to have been made
on the basis of such corrected specification or drawing(s).
(9) A
petitioner may amend the corrected specification or drawing
attached to the written request prescribed in Article 140(5) only before
issuance of a notification of closure of the trial examination
under Article 162(3) (where the trial examination is reopened
under Article 162(4) before a subsequent notification of the closure of the
trial examination is issued under Article 162(3).
(10) Where a
decision has been rendered to allow correction of the
specification or drawing(s) of the patented invention, the
President of Korean Intellectual Property Tribunal shall notify
the Commissioner of Korean Intellectual Property Office of the
corrected subject matter.
(11) In cases
where a notification is issued under paragraph (10), the
Commissioner of Korean Intellectual Property Office shall publish
it in Patent Gazette.
Article 137 【Trial for
Invalidation of Correction】
(1) An
interested party or an examiner may request a trial for an
invalidation of a correction, where the correction of the
specification or drawing of a patented invention under Article
77(1), 133bis(1) or 136(1) has been made in violation of any of
the following:
( i
) any subparagraph of Article 47(3); or
(ii) Article
136(2) to (4) (including the case of application in Article 77(3)
or 133bis (3)).
(2) The
provisions of Article 133(2) and (4) shall apply mutatis mutandis to a
request for a trial under paragraph (1).
(3) A
defendant in an invalidation trial under paragraph (1) may request
corrections to the specification or drawing(s) of a patented
invention for reasons provided under any subparagraph of Article
47(3) within the term designated under Article
159(1).
(4) The
provisions of Article 133bis (2) and (3) shall apply mutatis mutandis to a
request for correction under paragraph (3). In such cases, "Article
133(1)" in Article 133bis (2) shall read "Article 137
(1)."
(5) Where a
trial decision to correct the specification or a drawing(s) is to
be invalidated under paragraph (1) has become final and
conclusive, the correction shall be deemed never to have been
made.
Article 138 【Trial for
Granting Non-exclusive License】
(1) If a
patentee, or exclusive or non-exclusive licensee, desires to
obtain permission to exercise the right provided for under Article
98, and if the other party concerned refuses to grant the
permission without justifiable reasons or it is not possible to
obtain such permission, the said patentee or exclusive or
non-exclusive licensee may request a trial for the grant of a
non-exclusive license having the scope necessary to work the
patented invention.
(2) Where the
request under paragraph (1) has been made, a non-exclusive license
shall be granted only where the patented invention of the later
application constitutes a important technical advance having
substantial economical value in comparison with the other party's
patented invention or registered utility model for which an
application was filed prior to the filing date of the later
application.
(3) If a
person who has granted a non-exclusive license under paragraph (1)
needs to work the patented invention of the person who has been
granted such non-exclusive license, and if the latter refuses to
give permission or if it is impossible to obtain such permission,
the former may request a trial for the grant of a non-exclusive
license having the scope that necessary to work his patented
invention.
(4) A
non-exclusive licensee, who was granted a non-exclusive license
under paragraph (1) or (3) of this Article, shall pay remuneration
to the patentee, owner of the utility model right, owner of the
design right or exclusive licensee thereof, provided that if
payment is not possible for reasons beyond the control of the said
non-exclusive licensee, the remuneration shall be deposited.
(5) A
non-exclusive licensee under paragraph (4) shall not work the
patented invention, registered utility model or registered design,
or similar design with out payment of remuneration or deposit
thereof.
Article 139 【Request for
Joint Trial, etc.】
(1) Where two
or more persons request an invalidation trial under Article
133(1), 134(1) or 137(1) or a trial to confirm the scope of a
patent right under Article 135(1), the request may be made
jointly.
(2) Where a
trial is requested against any of the joint owners of a patent
right, all the joint owners shall be made defendants.
(3) Where
joint owners of a patent right or of a right to obtain a patent
request a trial concerning the right under joint ownership, the
request shall be made jointly by all the joint owners.
(4) Where
there are ground for the suspension of trial proceedings which
apply to one of the requesters under paragraph (1) or (3) or one
of the defendants under paragraph (2), the suspension shall be
effective against all of them.
Article 140 【Formal
Requirements of Request for Trial】
(1) A person
who desires to request a trial shall submit a written request to
the President of the Intellectual Property Tribunal,
stating the following:
(ⅰ)
names and domiciles of the parties (if a legal entity, the title
and location of place of business);
(ⅰ)bis the name
and domicile, or location of place of business, of the agent, if
designated (the name, location of office and designated attorney’s
name, if the agent is a patent
corporation);
(ⅱ)
identification of the trial case; and
(ⅲ)
purpose of the request and the grounds therefor.
(2) No
amendment of a request for trial submitted under paragraph (1) may
change the intent or purpose thereof; however, this provision
shall not apply with respect to the basis for the request under
paragraph (1)(iii).
(3) When a
trial is requested to confirm the scope of a patent right under
Article 135(1), the explanation and the necessary drawings which
can be compared with the patented invention shall be attached to the
written request.
(4) A written request for a
trial under Article 138(1) shall, in addition to the particulars
referred to in paragraph (1), state:
(ⅰ)
the number and title of his patent which is required to be worked;
(ⅱ)
the number, title and date of the other party's patent, registered
utility model or registered design to be worked; and
(ⅲ)
the scope, duration and remuneration for the non-exclusive license
for a patented invention, a registered utility model or a design.
(5) When a
trial for amendment under Article 136(1) is requested, the amended
specification or drawings shall be attached to the written request
for trial.
Article 140bis 【Formal
Requirements of Request for Trial on Decision of Refusal of Patent
or Revocation of Patent, etc.】
(1) A person
who desires to request a trial against a decision of refusal or
revocation of a patent under Article 132ter shall, notwithstanding
the provision of Article 140 (1), submit a written request to the
President of the Intellectual Property Tribunal and specify:
(ⅰ)
name and domicile of the petitioner (if the petitioner is a legal
entity, the title and location of the place of business);
(ⅰ)bis the name and domicile,
or location of place of business, of the agent, if designated (the
name, location of office and designated attorney’s name, if the
agent is a patent corporation);
(ⅱ)
filing date and file number of the application (in the case of
dissatisfaction with a decision of revocation of patent, the
registration date and number of the patent);
(ⅲ)
title of the invention;
(ⅳ)
date of the decision;
(ⅴ)
identification of the trial case; and
(ⅵ)
purpose of the request and the grounds therefor.
However, in
the case of Article 173, the grounds of the request among
subparagraph (vi)
may
not be specified
(2) Where a
request for a trial is made against a decision of revocation of
patent under Article 132ter, the President of the Intellectual
Property Tribunal shall notify the opponent regarding the purpose
of the request.
(3) If it has
been notified under Article 175(2) that the request not specified
subparagraph (vi) according to the proviso of paragraph (1), the
President of Korean intellectual Property Tribunal shall designate
a period within which he shall amend the grounds of the request.
Article
141 【Rejection
of Request for Trial】
(1) The
presiding trial examiner shall order an amended submission within
a specified time limit where any of the following subparagraphs
apply.
(ⅰ)
where a request for a trial does not comply with Articles 140(1)
and (3) to (5) or 140bis(1);
(ⅱ)
where a procedure relating to a trial falls under any of the
following cases:
(a)
where the procedure is not in compliance with the provisions of
Article 3(1) or 6;
(b)
where fees required in accordance with Article 82 have not been
paid; or
(c)
where the procedure is not in compliance with the formalities
specified in the Patent Law or Presidential Decree
thereof.
(2) Where a
person who has been
ordered to make an amended submission under
paragraph (1) fails to do so within the specified time limit, the
presiding trial examiner shall reject the request for trial by
decision.
(3) A decision
to reject a request for a trial under paragraph (2) shall be in
writing and shall state the reasons therefor.
Article
142 【Rejection
of Request for
Trial
Containing Incurable Defects】
If
a request for a trial contains unlawful defects which cannot be
corrected by amendment, such request may be rejected by a ruling
without giving the defendant an opportunity to submit a written
reply.
Article
143 【Trial
Examiners】
(1)
When a trial is requested, the President of the Intellectual Property Tribunal shall direct the trial
examiners to hear the case.
(2)
The qualifications of the trial examiners shall be prescribed by
Presidential Decree.
(3)
Trial examiners shall conduct their official trial duties for the
trial in an independent manner.
Article
144 【Designation
of Trial Examiners】
(1)
For each trial, the President of the Intellectual Property
Tribunal shall designate trial examiners constituting a collegial
body under Article 146.
(2)
When any trial examiner designated in accordance with paragraph
(1) is unable to participate in the trial, the President of the
Intellectual Property Tribunal shall appoint another trial
examiner to take his place.
Article
145 【Presiding
Trial Examiner】
(1)
The President of the Intellectual Property Tribunal shall select
one of the trial examiners designated under Article 144 (1) as the
presiding trial examiner.
(2)
The presiding trial examiner shall preside over all matters
relating to the trial.
Article
146 【Collegial
Body for Trial】
(1)
A trial shall be conducted by a collegial body of three or five
trial examiners.
(2)
The collegial body referred to in paragraph (1) shall make its
decisions by a majority vote.
(3)
The consultations of the trial examiners shall not be open to the
public.
Article
147 【Submission
of Response, etc.】
(1)
When a trial has been requested, the presiding trial examiner
shall transmit a copy of the written request to the defendant and
shall give him an opportunity to submit a response within a
designated time limit.
(2)
Upon receipt of the response under paragraph (1), the presiding
trial examiner shall transmit a copy of the response to the
petitioner.
(3)
The presiding trial examiner may directly examine the parties in
relation to the trial.
Article
148 【Exclusion
of Trial Examiner】
A trial
examiner shall be precluded from exercising his functions in a
trial where:
(ⅰ)
the trial examiner or his present or former spouse is a party,
intervenor, or opponent;
(ⅱ)
the trial examiner is or was a blood relative or a member of the
household, of a party, intervenor, or opponent;
(ⅲ)
the trial examiner is or was a legal representative of a party,
intervenor, or opponent;
(ⅳ)
the trial examiner has become a witness or expert witness or was
an expert witness;
(ⅴ)
the trial examiner is or was an agent of a party, intervenor, or
opponent;
(ⅵ)
the trial examiner participated as an examiner or trial examiner
in a decision to grant a patent, a decision on an opposition or a
trial decision relating to the case; or
(ⅶ)
the trial examiner has a direct interest.
Article
149 【Request
for Exclusion】
Where
there are grounds for preclusion under Article 148, a party or
intervenor may request for the exclusion of a trial
examiner.
Article
150 【Challenge
of Trial Examiner】
(1)
Where there are circumstances wherein the participation of a trial
examiner would prejudice the fairness of the proceedings in a
trial, such trial examiner may be challenged by a party or
intervenor.
(2)
After a party or intervenor has made a written or oral statement
with regard to the case before a trial examiner, he may not
challenge the trial examiner, except where the party or intervenor
did not know that there was a ground for challenge or where a
ground for challenge arose subsequently.
Article 151 【Indication of
Grounds for Exclusion or Challenge】
(1) A person
who presents a motion for exclusion or challenge under Articles
149 or 150 shall submit a document to the President of the
Intellectual Property Tribunal stating the grounds therefor.
However, in an oral trial examination, an oral challenge may be
made.
(2) The
underlying causes for exclusion or challenge shall be
substantiated within three days from the date the motion was
presented.
Article
152 【Decision
on Request for Exclusion or Challenge】
(1)
A decision on a request for exclusion or challenge shall be made
by a trial.
(2)
The trial examiner subject to the exclusion or challenge motion
shall not participate in the trial of the request but may,
however, state his opinion.
(3)
A decision made under paragraph (1) shall be in writing and shall
state the reasons therefor.
(4)
No appeal shall be made against a decision made under paragraph
(1) of this Article.
Article
153 【Suspension
of Proceedings】
When
a motion for exclusion or challenge has been presented, the trial
proceedings shall be suspended until a decision thereon has been
made; however, this provision shall not apply to matters requiring
urgent attention.
Article 153bis【Refrainment of
Trial Examiner】
Where the
provisions of Article 148 or 150 apply to a trial examiner, he may
refrain from trial proceedings relating to the case with consent
from the President of the Intellectual Property
Tribunal.
Article 154 【Trial
Proceedings, etc.】
(1) Trial
proceedings shall be conducted by oral hearing or documentary
examination; however, where requested by the concerned party,
trial proceedings shall be conducted by oral hearing except where
it is recognized that a decision can be made on the basis of a
documentary examination alone.
(2)
Deleted
(3) Oral
hearings shall be conducted in public; however, this provision
shall not apply where public order or morality is liable to be
injured thereby.
(4) Where the
trial proceedings are conducted by oral hearings in accordance
with the provisions of paragraph (1), the presiding trial
examiner shall designate the date and place thereof and transmit a
document containing such information to the parties and
intervenors; however, this provision shall not apply where the
parties or intervenors to case have already been notified.
(5) With
respect to trial proceedings by oral hearings under the provisions
of paragraphs (1), an official, designated by the President of the
Intellectual Property Tribunal shall, under the direction of the
presiding trial examiner, prepare a protocol setting forth the
essence of the proceedings and other necessary matters in time for
the date of each trial proceeding.
(6) The
presiding trial examiner and the official who has prepared the
protocol under paragraph (5) shall sign the protocol and affix
their seals thereto.
(7) The
provisions of Articles 142, 143 and 145 to 149 of the Code of
Civil Procedure shall apply mutatis mutandis to the protocol under
paragraph (5).
(8) The
provisions of Articles 133, 271 and 339 of the Code of Civil
Procedure shall apply mutatis mutandis to a trial.
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